Ticker: PNQI CUSIP: 46137V530 Class: ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| CAPTRUST FINANCIAL ADVISORS | 8,225 | $444 |
| CITADEL ADVISORS LLC | 4,443 | $240 |
| Cherry Tree Wealth Management, LLC | 250 | $13 |
| Global Retirement Partners, LLC | 741 | $40 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 255 | $14 |
| UBS ASSET MANAGEMENT AMERICAS INC | 163 | $9 |
| Goodman Advisory Group, LLC | 60 | $3 |
| Russell Investments Group, Ltd. | 85 | $5 |
| FLAGSHIP HARBOR ADVISORS, LLC | 50 | $3 |
| TD Waterhouse Canada Inc. | 50 | $3 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Sound Income Strategies, LLC | 27 | 7,107 | +7,080 (+26222.2%) |
| BENJAMIN EDWARDS INC | 19,402 | 32,957 | +13,555 (+69.9%) |
| Wellington Shields & Co., LLC | 5,717 | 6,610 | +893 (+15.6%) |
| SeaCrest Wealth Management, LLC | 22,716 | 24,006 | +1,290 (+5.7%) |
| GWN SECURITIES INC. | 5,923 | 6,304 | +381 (+6.4%) |
| WELLS FARGO & COMPANY/MN | 240,645 | 249,316 | +8,671 (+3.6%) |
| NewEdge Advisors, LLC | 5,920 | 10,194 | +4,274 (+72.2%) |
| Cetera Investment Advisers | 29,760 | 35,903 | +6,143 (+20.6%) |
| GOLDMAN SACHS GROUP INC | 230,073 | 237,285 | +7,212 (+3.1%) |
| MORGAN STANLEY | 612,480 | 619,487 | +7,007 (+1.1%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4,556 | 11,143 | +6,587 (+144.6%) |
| BANK OF AMERICA CORP /DE/ | 241,299 | 246,348 | +5,049 (+2.1%) |
| Tower Research Capital LLC (TRC) | 237 | 1,413 | +1,176 (+496.2%) |
| Kovack Advisors, Inc. | 13,344 | 13,806 | +462 (+3.5%) |
| HARBOUR INVESTMENTS, INC. | 13,460 | 14,587 | +1,127 (+8.4%) |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 821 | 2,449 | +1,628 (+198.3%) |
| Hennion & Walsh Asset Management, Inc. | 10,945 | 11,610 | +665 (+6.1%) |
| GSA CAPITAL PARTNERS LLP | 5,208 | 7,675 | +2,467 (+47.4%) |
| JONES FINANCIAL COMPANIES LLLP | 30,358 | 31,542 | +1,184 (+3.9%) |
| Creative Planning | 11,155 | 11,895 | +740 (+6.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PFG Advisors | 98,280 | 44,875 | -53,405 (-54.3%) |
| Joseph P. Lucia & Associates, LLC | 23,247 | 20,256 | -2,991 (-12.9%) |
| Carr Financial Group Corp | 22,547 | 17,853 | -4,694 (-20.8%) |
| TCFG WEALTH MANAGEMENT, LLC | 6,879 | 4,790 | -2,089 (-30.4%) |
| Robbins Farley | 3,037 | 1,900 | -1,137 (-37.4%) |
| Austin Wealth Management, LLC | 11,626 | 9,685 | -1,941 (-16.7%) |
| FFG Partners, LLC | 10,303 | 9,388 | -915 (-8.9%) |
| MML INVESTORS SERVICES, LLC | 52,918 | 14,242 | -38,676 (-73.1%) |
| Fisher Asset Management, LLC | 1,760,444 | 1,694,690 | -65,754 (-3.7%) |
| STIFEL FINANCIAL CORP | 75,267 | 35,805 | -39,462 (-52.4%) |
| Nilsine Partners, LLC | 28,030 | 26,954 | -1,076 (-3.8%) |
| LPL Financial LLC | 394,532 | 369,489 | -25,043 (-6.3%) |
| BLAIR WILLIAM & CO/IL | 12,545 | 2,545 | -10,000 (-79.7%) |
| HighTower Advisors, LLC | 650,328 | 639,183 | -11,145 (-1.7%) |
| TWO SIGMA INVESTMENTS, LP | 39,900 | 27,100 | -12,800 (-32.1%) |
| MinichMacGregor Wealth Management, LLC | 7,006 | 6,584 | -422 (-6.0%) |
| OSAIC HOLDINGS, INC. | 74,604 | 66,711 | -7,893 (-10.6%) |
| AMERIPRISE FINANCIAL INC | 49,744 | 39,641 | -10,103 (-20.3%) |
| RAYMOND JAMES FINANCIAL INC | 160,428 | 155,672 | -4,756 (-3.0%) |
| Ironwood Investment Counsel, LLC | 9,621 | 9,280 | -341 (-3.5%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| WMG Financial Advisors, LLC | 7,215 | $403 |
| Urban Wealth Management, LLC | 100 | $12 |
| Newbridge Financial Services Group, Inc. | 1,487 | $83 |
| GeoWealth Management, LLC | 4,313 | $241 |
| MARSHALL WACE, LLP | 6,212 | $347 |
| BANK OF MONTREAL /CAN/ | 3,050 | $170 |
| Advisory Services Network, LLC | 1,310 | $73 |
| BARCLAYS PLC | 2,645 | $115 |
| Tortoise Investment Management, LLC | 442 | $25 |
| Mirae Asset Global Investments Co., Ltd. | 1,283 | $72 |
| Ameritas Advisory Services, LLC | 500 | $28 |
| PRINCIPAL SECURITIES, INC. | 634 | $35 |
| HRT FINANCIAL LP | 5,773 | $0 |