Ticker: PXE CUSIP: 46137V761 Class: ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Foundations Investment Advisors, LLC | 195,906 | $5,476 |
| IHT Wealth Management, LLC | 13,160 | $368 |
| TWO SIGMA INVESTMENTS, LP | 29,800 | $833 |
| BANK OF MONTREAL /CAN/ | 3,150 | $89 |
| Aptus Capital Advisors, LLC | 177 | $5 |
| Sound Income Strategies, LLC | 80 | $2 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Mraz, Amerine & Associates, Inc. | 53,346 | 55,902 | +2,556 (+4.8%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 8,801 | 202,564 | +193,763 (+2201.6%) |
| FMR LLC | 227 | 280 | +53 (+23.3%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PCG Wealth Advisors, LLC | 13,540 | 12,930 | -610 (-4.5%) |
| Global Retirement Partners, LLC | 13,540 | 8,900 | -4,640 (-34.3%) |
| BANK OF AMERICA CORP /DE/ | 83,237 | 65,321 | -17,916 (-21.5%) |
| UBS Group AG | 33,100 | 19,115 | -13,985 (-42.3%) |
| ROYAL BANK OF CANADA | 6,429 | 1,259 | -5,170 (-80.4%) |
| RAYMOND JAMES FINANCIAL INC | 23,995 | 20,453 | -3,542 (-14.8%) |
| LPL Financial LLC | 64,927 | 63,934 | -993 (-1.5%) |
| ENVESTNET ASSET MANAGEMENT INC | 8,324 | 7,333 | -991 (-11.9%) |
| Tower Research Capital LLC (TRC) | 4,046 | 3,402 | -644 (-15.9%) |
| Steward Partners Investment Advisory, LLC | 781 | 281 | -500 (-64.0%) |
| OSAIC HOLDINGS, INC. | 9,410 | 8,958 | -452 (-4.8%) |
| Federation des caisses Desjardins du Quebec | 682 | 357 | -325 (-47.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,330 | $304 |
| LRI Investments, LLC | 1,162 | $34 |
| Golden State Wealth Management, LLC | 210 | $6 |
| PRINCIPAL SECURITIES, INC. | 67 | $2 |