Ticker: PCEF CUSIP: 46138E404 Class: ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| BTS Asset Management, Inc. | 15,153 | $301 |
| PALISADE CAPITAL MANAGEMENT, LP | 15,704 | $312 |
| &PARTNERS | 16,811 | $334 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2,886 | $57 |
| CITADEL ADVISORS LLC | 20,236 | $402 |
| SageView Advisory Group, LLC | 796 | $16 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 500 | $10 |
| HIGHLINE WEALTH PARTNERS LLC | 200 | $4 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Intrua Financial, LLC | 528,169 | 583,845 | +55,676 (+10.5%) |
| Larson Financial Group LLC | 892,450 | 953,156 | +60,706 (+6.8%) |
| ADELL HARRIMAN & CARPENTER INC | 145,649 | 172,648 | +26,999 (+18.5%) |
| ROYAL BANK OF CANADA | 1,874,602 | 3,044,256 | +1,169,654 (+62.4%) |
| Boxwood Ventures, Inc. | 15,191 | 15,492 | +301 (+2.0%) |
| Endowment Wealth Management, Inc. | 26,955 | 27,628 | +673 (+2.5%) |
| NBC SECURITIES, INC. | 4,966 | 9,796 | +4,830 (+97.3%) |
| MORGAN STANLEY | 2,237,312 | 2,499,683 | +262,371 (+11.7%) |
| Gotham Asset Management, LLC | 19,418 | 36,739 | +17,321 (+89.2%) |
| Summit Financial, LLC | 59,271 | 63,834 | +4,563 (+7.7%) |
| WealthShield Partners, LLC | 62,415 | 63,163 | +748 (+1.2%) |
| AMERIPRISE FINANCIAL INC | 440,204 | 448,597 | +8,393 (+1.9%) |
| LEVEL FOUR ADVISORY SERVICES, LLC | 13,767 | 16,044 | +2,277 (+16.5%) |
| STIFEL FINANCIAL CORP | 62,211 | 66,894 | +4,683 (+7.5%) |
| MML INVESTORS SERVICES, LLC | 90,429 | 92,989 | +2,560 (+2.8%) |
| Compass Financial Services Inc | 12,702 | 12,897 | +195 (+1.5%) |
| NewEdge Advisors, LLC | 40,996 | 42,385 | +1,389 (+3.4%) |
| HARBOUR INVESTMENTS, INC. | 31,856 | 32,762 | +906 (+2.8%) |
| Newbridge Financial Services Group, Inc. | 6,691 | 6,991 | +300 (+4.5%) |
| MONEY CONCEPTS CAPITAL CORP | 10,832 | 11,260 | +428 (+4.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SYKON CAPITAL LLC | 169,758 | 127,602 | -42,156 (-24.8%) |
| Future Financial Wealth Managment LLC | 57,499 | 46,154 | -11,345 (-19.7%) |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | 137,417 | 131,937 | -5,480 (-4.0%) |
| Smartleaf Asset Management LLC | 48,675 | 28,864 | -19,811 (-40.7%) |
| Baird Financial Group, Inc. | 444,605 | 94,051 | -350,554 (-78.8%) |
| Argyle Capital Partners, LLC | 24,014 | 22,839 | -1,175 (-4.9%) |
| GPS Wealth Strategies Group, LLC | 6,305 | 400 | -5,905 (-93.7%) |
| ENVESTNET ASSET MANAGEMENT INC | 2,898,455 | 1,930,917 | -967,538 (-33.4%) |
| QP WEALTH MANAGEMENT, LLC | 15,288 | 14,827 | -461 (-3.0%) |
| WFA of San Diego, LLC | 2,050 | 450 | -1,600 (-78.0%) |
| Merit Financial Group, LLC | 175,494 | 119,667 | -55,827 (-31.8%) |
| NWF Advisory Services Inc. | 25,000 | 20,605 | -4,395 (-17.6%) |
| WELLS FARGO & COMPANY/MN | 1,970,793 | 1,666,675 | -304,118 (-15.4%) |
| OPPENHEIMER & CO INC | 86,974 | 67,629 | -19,345 (-22.2%) |
| OSAIC HOLDINGS, INC. | 181,371 | 142,162 | -39,209 (-21.6%) |
| Buska Wealth Management, LLC | 24,401 | 23,768 | -633 (-2.6%) |
| Beck Bode, LLC | 24,984 | 23,844 | -1,140 (-4.6%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 444,301 | 415,430 | -28,871 (-6.5%) |
| STEPHENS INC /AR/ | 110,037 | 103,539 | -6,498 (-5.9%) |
| Brinker Capital Investments, LLC | 42,148 | 32,778 | -9,370 (-22.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| BG Investment Services, Inc. | 14,145 | $282 |
| HUDSON VALLEY INVESTMENT ADVISORS INC /ADV | 15,704 | $314 |
| Gladstone Institutional Advisory LLC | 20,415 | $408 |
| READYSTATE ASSET MANAGEMENT LP | 16,480 | $329 |
| Pathway Financial Advisers, LLC | 1,962 | $39 |
| Legacy Wealth Managment, LLC/ID | 1,027 | $21 |
| Waverly Advisors, LLC | 12,675 | $253 |
| Equitable Holdings, Inc. | 10,354 | $207 |
| Aspect Partners, LLC | 590 | $12 |
| Ameritas Advisory Services, LLC | 2,447 | $49 |
| Advisory Services Network, LLC | 1,979 | $40 |
| MASSMUTUAL TRUST CO FSB/ADV | 244 | $5 |
| PRINCIPAL SECURITIES, INC. | 149 | $3 |
| ASSETMARK, INC | 37 | $1 |
| Key Financial Inc | 6 | $0 |