ISHARES TR

Ticker: EEM CUSIP: 464287234 Class: MSCI EMG MKT ETF

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017

Shares 17,864 Value ($000) $739 Avg Close — Range —

Q4 2016

Shares 11,198 Value ($000) $392 Avg Close — Range —

Q1 2016

Shares 46,731 Value ($000) $1,601 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2017	17,864	$739	—	—
Q4 2016	11,198	$392	—	—
Q1 2016	46,731	$1,601	—	—