ISHARES TR

Ticker: IEF CUSIP: 464287440 Class: Fixed Income ETF

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 3,741 Value ($000) $392 Avg Close — Range —

Q3 2016

Shares 3,741 Value ($000) $419 Avg Close — Range —

Q4 2015

Shares 18,126 Value ($000) $1,914 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	3,741	$392	—	—
Q3 2016	3,741	$419	—	—
Q4 2015	18,126	$1,914	—	—