ISHARES TR

Ticker: IWM CUSIP: 464287655 Class: RUSSELL 2000 ETF

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 5,250 Value ($000) $1,029 Avg Close — Range —

Q2 2015

Shares 12,086 Value ($000) $1,509 Avg Close — Range —

Q4 2014

Shares 399 Value ($000) $48 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	5,250	$1,029	—	—
Q2 2015	12,086	$1,509	—	—
Q4 2014	399	$48	—	—