Ticker: AAXJ CUSIP: 464288182 Class: MSCI AC ASIA ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| BFI Infinity Ltd. | 296,961 | $27,653 |
| South Shore Capital Advisors | 6,656 | $620 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 42,200 | $3,930 |
| Logan Stone Capital, LLC | 8,699 | $810 |
| Proficio Capital Partners LLC | 19,346 | $1,802 |
| Independent Solutions Wealth Management, LLC | 4,892 | $456 |
| INVICTUS PRIVATE WEALTH, LLC | 8,789 | $818 |
| E&G Advisors, LP | 2,606 | $243 |
| LM Advisors LLC | 210 | $2 |
| LVW Advisors, LLC | 2,366 | $220 |
| Y-Intercept (Hong Kong) Ltd | 6,073 | $566 |
| RENAISSANCE TECHNOLOGIES LLC | 48,318 | $4,499 |
| Procyon Advisors, LLC | 2,500 | $233 |
| HB Wealth Management, LLC | 8,958 | $834 |
| Quadrature Capital Ltd | 3,075 | $286 |
| Triumph Capital Management | 229 | $21 |
| MILLENNIUM MANAGEMENT LLC | 2,520 | $235 |
| Kestra Advisory Services, LLC | 957 | $89 |
| TD Capital Management LLC | 167 | $16 |
| Ronald Blue Trust, Inc. | 314 | $29 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PRAGMA GESTAO DE PATRIMONIO LTD | 604,000 | 665,400 | +61,400 (+10.2%) |
| Gruss & Co., LLC | 20,500 | 24,000 | +3,500 (+17.1%) |
| Moneda S.A. Administradora General de Fondos | 26,131 | 31,088 | +4,957 (+19.0%) |
| J.Safra Asset Management Corp | 807,249 | 844,489 | +37,240 (+4.6%) |
| swisspartners Advisors Ltd | 13,625 | 20,425 | +6,800 (+49.9%) |
| Analyst IMS Investment Management Services Ltd. | 1,077,944 | 1,095,684 | +17,740 (+1.6%) |
| PRUDENTIAL PLC | 32,009 | 506,681 | +474,672 (+1482.9%) |
| Kera Capital Partners, Inc. | 88,103 | 99,635 | +11,532 (+13.1%) |
| FIDUCIARY FINANCIAL GROUP, LLC | 116,858 | 120,283 | +3,425 (+2.9%) |
| PGIM Custom Harvest LLC | 300,666 | 324,803 | +24,137 (+8.0%) |
| James Hambro & Partners | 34,210 | 47,559 | +13,349 (+39.0%) |
| Zurich Insurance Group Ltd/FI | 97,790 | 148,390 | +50,600 (+51.7%) |
| BlackDiamond Wealth Management Inc. | 4,256 | 4,851 | +595 (+14.0%) |
| Banco Santander, S.A. | 100,886 | 117,310 | +16,424 (+16.3%) |
| ALTFEST L J & CO INC | 4,114 | 5,830 | +1,716 (+41.7%) |
| Activest Wealth Management | 21,759 | 22,065 | +306 (+1.4%) |
| BANK OF NOVA SCOTIA | 57,270 | 87,740 | +30,470 (+53.2%) |
| Allianz Asset Management GmbH | 49,100 | 90,300 | +41,200 (+83.9%) |
| LPL Financial LLC | 17,608 | 96,936 | +79,328 (+450.5%) |
| Advisory Alpha, LLC | 5,350 | 7,889 | +2,539 (+47.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Palisades Hudson Asset Management, L.P. | 108,656 | 91,021 | -17,635 (-16.2%) |
| OVERSEA-CHINESE BANKING Corp Ltd | 831,340 | 654,275 | -177,065 (-21.3%) |
| Evolution Wealth Advisors, LLC | 63,757 | 4,004 | -59,753 (-93.7%) |
| FPC INVESTMENT ADVISORY, INC. | 30,762 | 27,688 | -3,074 (-10.0%) |
| Climber Capital SA | 32,670 | 29,490 | -3,180 (-9.7%) |
| AlphaCore Capital LLC | 63,051 | 46,469 | -16,582 (-26.3%) |
| Tolleson Wealth Management, Inc. | 43,301 | 41,688 | -1,613 (-3.7%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 201,056 | 32,532 | -168,524 (-83.8%) |
| DRW Securities, LLC | 36,433 | 23,736 | -12,697 (-34.9%) |
| Rothschild & Co Wealth Management UK Ltd | 69,070 | 57,486 | -11,584 (-16.8%) |
| KPP Advisory Services LLC | 19,013 | 17,894 | -1,119 (-5.9%) |
| WELLINGTON MANAGEMENT GROUP LLP | 492,277 | 190,453 | -301,824 (-61.3%) |
| Pathway Financial Advisors LLC | 31,430 | 30,884 | -546 (-1.7%) |
| CIBC Private Wealth Group, LLC | 733,327 | 707,924 | -25,403 (-3.5%) |
| SPINNAKER TRUST | 38,920 | 37,601 | -1,319 (-3.4%) |
| CALDWELL SUTTER CAPITAL, INC. | 5,052 | 4,800 | -252 (-5.0%) |
| Vivaldi Capital Management LP | 3,564 | 2,830 | -734 (-20.6%) |
| ALLIANCEBERNSTEIN L.P. | 522,679 | 480,492 | -42,187 (-8.1%) |
| ENVESTNET ASSET MANAGEMENT INC | 53,156 | 8,050 | -45,106 (-84.9%) |
| UBS Group AG | 275,239 | 236,315 | -38,924 (-14.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Risk Paradigm Group, LLC | 37,112 | $2,357,725 |
| Arvest Bank Trust Division | 121,254 | $11,061 |
| ARVEST INVESTMENTS, INC. | 39,797 | $3,630 |
| OLD MISSION CAPITAL LLC | 33,961 | $3,098 |
| Fullerton Fund Management Co Ltd. | 15,867 | $1,447 |
| TWO SIGMA SECURITIES, LLC | 5,069 | $462 |
| Groupe la Francaise | 20,955 | $1,623 |
| Trek Financial, LLC | 4,371 | $399 |
| BTG Pactual Asset Management US LLC | 3,765 | $311 |
| CITADEL ADVISORS LLC | 214,735 | $19,588 |
| GTS SECURITIES LLC | 2,980 | $272 |
| JANE STREET GROUP, LLC | 80,886 | $7,378 |
| Marshall & Sterling Wealth Advisors Inc. | 146 | $13 |
| Private Advisor Group, LLC | 2,277 | $208 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 776 | $71 |
| Key Financial Inc | 5 | $0 |