ISHARES TR

Ticker: PFF CUSIP: 464288687 Class: PFD AND INCM SEC

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 10,655 Value ($000) $414 Avg Close — Range —

Q3 2015

Shares 10,571 Value ($000) $408 Avg Close — Range —

Q2 2015

Shares 10,233 Value ($000) $401 Avg Close — Range —

Q1 2015

Shares 10,233 Value ($000) $410 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	10,655	$414	—	—
Q3 2015	10,571	$408	—	—
Q2 2015	10,233	$401	—	—
Q1 2015	10,233	$410	—	—