ISHARES TR

Ticker: MTUM CUSIP: 46432F396 Class: MSCI USA MMENTM

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 5,995 Value ($000) $713 Avg Close — Range —

Q2 2018

Shares 5,995 Value ($000) $658 Avg Close — Range —

Q1 2018

Shares 5,805 Value ($000) $615 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	5,995	$713	—	—
Q2 2018	5,995	$658	—	—
Q1 2018	5,805	$615	—	—