Ticker: TECB CUSIP: 46436E502 Class: US TECH BRKTHR
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Elyxium Wealth, LLC | 808 | $49 |
| RFG Advisory, LLC | 3,739 | $228 |
| ENVESTNET ASSET MANAGEMENT INC | 3,339 | $203 |
| Capital Investment Advisory Services, LLC | 500 | $30 |
| Rockefeller Capital Management L.P. | 1,627 | $99 |
| BlackRock, Inc. | 905 | $55 |
| WELLS FARGO & COMPANY/MN | 610 | $37 |
| JONES FINANCIAL COMPANIES LLLP | 135 | $8 |
| SageView Advisory Group, LLC | 100 | $6 |
| UBS Group AG | 75 | $5 |
| FAS Wealth Partners, Inc. | 17 | $1 |
| Motiv8 Investments LLC | 33 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| KIRTLAND HILLS CAPITAL MANAGEMENT, LLC | 8,140 | 12,229 | +4,089 (+50.2%) |
| GTS SECURITIES LLC | 5,170 | 37,850 | +32,680 (+632.1%) |
| TRANSATLANTIQUE PRIVATE WEALTH LLC | 11,412 | 13,261 | +1,849 (+16.2%) |
| Stonebridge Financial Planning Group, LLC | 36,758 | 37,168 | +410 (+1.1%) |
| NorthRock Partners, LLC | 75,490 | 95,175 | +19,685 (+26.1%) |
| KERR FINANCIAL PLANNING Corp | 327 | 554 | +227 (+69.4%) |
| Kestra Advisory Services, LLC | 3,538 | 15,262 | +11,724 (+331.4%) |
| BANK OF AMERICA CORP /DE/ | 265,396 | 312,596 | +47,200 (+17.8%) |
| Fiduciary Alliance LLC | 6,385 | 7,245 | +860 (+13.5%) |
| LPL Financial LLC | 46,457 | 54,584 | +8,127 (+17.5%) |
| United Advisor Group, LLC | 8,749 | 9,069 | +320 (+3.7%) |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 55,921 | 57,970 | +2,049 (+3.7%) |
| ROYAL BANK OF CANADA | 13,352 | 14,605 | +1,253 (+9.4%) |
| Creative Planning | 3,532 | 4,709 | +1,177 (+33.3%) |
| PFG Investments, LLC | 11,435 | 11,758 | +323 (+2.8%) |
| AE Wealth Management LLC | 4,130 | 4,494 | +364 (+8.8%) |
| J.W. COLE ADVISORS, INC. | 3,994 | 4,248 | +254 (+6.4%) |
| RAYMOND JAMES FINANCIAL INC | 24,813 | 25,136 | +323 (+1.3%) |
| Rehmann Capital Advisory Group | 5,038 | 5,177 | +139 (+2.8%) |
| Prime Capital Investment Advisors, LLC | 7,784 | 7,921 | +137 (+1.8%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Financial Engines Advisors L.L.C. | 4,130,932 | 3,935,429 | -195,503 (-4.7%) |
| VALLEY NATIONAL ADVISERS INC | 42,115 | 37,029 | -5,086 (-12.1%) |
| Austin Wealth Management, LLC | 18,879 | 17,782 | -1,097 (-5.8%) |
| BRASADA CAPITAL MANAGEMENT, LP | 11,530 | 10,762 | -768 (-6.7%) |
| Marshall Financial Group LLC | 4,618 | 4,085 | -533 (-11.5%) |
| GOLDMAN SACHS GROUP INC | 44,167 | 14,726 | -29,441 (-66.7%) |
| SHEETS SMITH WEALTH MANAGEMENT | 35,667 | 35,268 | -399 (-1.1%) |
| AMERIPRISE FINANCIAL INC | 40,629 | 19,961 | -20,668 (-50.9%) |
| SIGNET FINANCIAL MANAGEMENT, LLC | 4,866 | 4,135 | -731 (-15.0%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,690 | 4,768 | -20,922 (-81.4%) |
| CITADEL ADVISORS LLC | 47,206 | 38,422 | -8,784 (-18.6%) |
| Advisory Services Network, LLC | 41,585 | 40,050 | -1,535 (-3.7%) |
| Cetera Investment Advisers | 13,975 | 12,414 | -1,561 (-11.2%) |
| Mariner, LLC | 15,554 | 14,674 | -880 (-5.7%) |
| CENTRAL TRUST Co | 1,400 | 1,000 | -400 (-28.6%) |
| Private Advisor Group, LLC | 15,876 | 15,540 | -336 (-2.1%) |
| JPMORGAN CHASE & CO | 1,343 | 990 | -353 (-26.3%) |
| Stratos Wealth Advisors, LLC | 12,320 | 12,194 | -126 (-1.0%) |
| Tower Research Capital LLC (TRC) | 1,874 | 1,696 | -178 (-9.5%) |
| EXCHANGE TRADED CONCEPTS, LLC | 78 | 40 | -38 (-48.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| EHRLICH FINANCIAL GROUP | 3,433 | $207 |
| Optiver Holding B.V. | 5,066 | $306 |
| MMA ASSET MANAGEMENT LLC | 175 | $11 |
| Wealthspire Advisors, LLC | 162 | $10 |
| Aptus Capital Advisors, LLC | 88 | $5 |
| Ameritas Advisory Services, LLC | 75 | $5 |