CUSIP: 465741AN6 Class: NOTE 3/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| SONA ASSET MANAGEMENT (US) LLC | 110,965,000 | $110,072 |
| Shaolin Capital Management LLC | 53,280,000 | $52,803 |
| WATER ISLAND CAPITAL LLC | 2,500,000 | $2,473 |
| Aequim Alternative Investments LP | 10,000,000 | $9,915 |
| Jain Global LLC | 9,500,000 | $9,420 |
| GROUPAMA ASSET MANAGMENT | 3,500,000 | $3,472 |
| Squarepoint Ops LLC | 13,500 | $13,378 |
| Jefferies Financial Group Inc. | 1,993,000 | $1,978 |
| CSS LLC/IL | 27,000 | $27 |
| Clearbridge Investments, LLC | 250,000 | $25 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SHENKMAN CAPITAL MANAGEMENT INC | 7,650,000 | 15,671,000 | +8,021,000 (+104.8%) |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 7,000,000 | 9,000,000 | +2,000,000 (+28.6%) |
| KIM, LLC | 2,500,000 | 5,000,000 | +2,500,000 (+100.0%) |
| RWC Asset Management LLP | 3,530,000 | 4,550,000 | +1,020,000 (+28.9%) |
| TORONTO DOMINION BANK | 143,000 | 6,863,000 | +6,720,000 (+4699.3%) |
| JPMORGAN CHASE & CO | 3,746,000 | 47,249,000 | +43,503,000 (+1161.3%) |
| BARCLAYS PLC | 135,000 | 3,256,000 | +3,121,000 (+2311.9%) |
| MORGAN STANLEY | 5,834,000 | 6,924,000 | +1,090,000 (+18.7%) |
| BlackRock, Inc. | 4,750,000 | 5,750,000 | +1,000,000 (+21.1%) |
| Union Bancaire Privee, UBP SA | 94,000 | 246,000 | +152,000 (+161.7%) |
| BNP PARIBAS ARBITRAGE, SA | 333,000 | 564,000 | +231,000 (+69.4%) |
| CITIGROUP INC | 483,000 | 563,000 | +80,000 (+16.6%) |
| Bank of New York Mellon Corp | 200,000 | 229,000 | +29,000 (+14.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ADVENT CAPITAL MANAGEMENT /DE/ | 28,553,000 | 4,508,000 | -24,045,000 (-84.2%) |
| BlueCrest Capital Management Ltd | 17,756,000 | 3,256,000 | -14,500,000 (-81.7%) |
| DeepCurrents Investment Group LLC | 16,290,000 | 7,500,000 | -8,790,000 (-54.0%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 65,000,000 | 60,500,000 | -4,500,000 (-6.9%) |
| TRUIST FINANCIAL CORP | 6,810,000 | 2,609,000 | -4,201,000 (-61.7%) |
| WELLS FARGO & COMPANY/MN | 7,336,000 | 370,000 | -6,966,000 (-95.0%) |
| BANK OF AMERICA CORP /DE/ | 7,730,000 | 110,000 | -7,620,000 (-98.6%) |
| ROYAL BANK OF CANADA | 6,889,000 | 6,311,000 | -578,000 (-8.4%) |
| STATE STREET CORP | 9,599,000 | 9,370,000 | -229,000 (-2.4%) |
| Calamos Wealth Management LLC | 130,000 | 109,000 | -21,000 (-16.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| STEELHEAD PARTNERS LLC | 95,000,000 | $100,674 |
| Wellesley Asset Management | 20,657,000 | $21,827 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 27,173,000 | $28,783 |
| Boussard & Gavaudan Investment Management LLP | 4,000 | $4,253 |
| PALISADE CAPITAL MANAGEMENT, LP | 3,872,000 | $4,103 |
| ZAZOVE ASSOCIATES LLC | 1,285,000 | $1,362 |
| Point72 Asset Management, L.P. | 30,548,000 | $32,427 |
| MIZUHO SECURITIES USA LLC | 2,930,000 | $3,048 |
| TWO SIGMA INVESTMENTS, LP | 15,699,000 | $16,578 |
| NEW YORK STATE COMMON RETIREMENT FUND | 3,624,000 | $3,827 |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | 17,000 | $18 |
| MACQUARIE GROUP LTD | 900,000 | $956 |
| JANE STREET GROUP, LLC | 1,471,000 | $1,557 |
| Cetera Investment Advisers | 141,000 | $149 |
| INSIGNEO ADVISORY SERVICES, LLC | 16,000 | $17 |
| CHOREO, LLC | 24,000 | $25 |
| LPL Financial LLC | 12,000 | $13 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 11,000 | $12 |