ALT5 SIGMA CORP

Ticker: ALTS CUSIP: 47089W104 Class: Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
CRCM LP10,941,280$12,035
Diametric Capital, LP9,402,946$10,343
VANGUARD GROUP INC5,856,146$6,442
PRELUDE CAPITAL MANAGEMENT, LLC5,055,089$5,561
BlackRock, Inc.3,162,021$3,478
JANE STREET GROUP, LLC2,915,897$3,207
ExodusPoint Capital Management, LP2,254,910$2,480
UBS Group AG1,904,567$2,095
CITADEL ADVISORS LLC1,507,892$1,659
GEODE CAPITAL MANAGEMENT, LLC1,331,963$1,466
Jump Financial, LLC1,000,000$1,100
BARCLAYS PLC683,961$752
SUSQUEHANNA INTERNATIONAL GROUP, LLP622,526$685
STATE STREET CORP556,996$613
CHARLES SCHWAB INVESTMENT MANAGEMENT INC510,948$562
XTX Topco Ltd489,500$538
683 Capital Management, LLC480,308$528
MARSHALL WACE, LLP330,632$364
TWO SIGMA INVESTMENTS, LP281,609$310
NORTHERN TRUST CORP243,194$268
FNY Investment Advisers, LLC199,565$0
MILLENNIUM MANAGEMENT LLC192,148$211
OMERS ADMINISTRATION Corp185,600$204
CITIGROUP INC150,520$166
Aristides Capital LLC141,200$155
Virtu Financial LLC124,167$0
Caitong International Asset Management Co., Ltd123,577$136
SG Americas Securities, LLC100,000$0
HRT FINANCIAL LP96,069$0
Marex Group plc92,098$101
MORGAN STANLEY89,549$99
Engineers Gate Manager LP69,573$77
Paloma Partners Management Co60,000$66
BANK OF AMERICA CORP /DE/57,074$63
GOLDMAN SACHS GROUP INC52,632$58
Shay Capital LLC50,558$56
LPL Financial LLC44,479$49
Arkadios Wealth Advisors41,620$46
Private Advisor Group, LLC39,857$44
Lighthouse Investment Partners, LLC39,600$44
BNP PARIBAS ARBITRAGE, SA37,521$41
CAPTRUST FINANCIAL ADVISORS37,300$41
Jefferies Financial Group Inc.36,195$40
Federation des caisses Desjardins du Quebec35,565$39
Rangeley Capital, LLC29,000$32
BALYASNY ASSET MANAGEMENT L.P.23,538$26
Tower Research Capital LLC (TRC)21,028$23
BRIDGEWAY CAPITAL MANAGEMENT, LLC19,509$21
Empowered Funds, LLC19,509$21
RAYMOND JAMES FINANCIAL INC16,992$19
Quadrature Capital Ltd15,786$17
BANK OF MONTREAL /CAN/15,641$17
NATIONAL BANK OF CANADA /FI/14,950$16
Schonfeld Strategic Advisors LLC14,796$16
Savvy Advisors, Inc.14,380$16
Bank of New York Mellon Corp14,318$16
Harvest Portfolios Group Inc.14,230$16
SCOTIA CAPITAL INC.13,800$15
FIRST CITIZENS BANK & TRUST CO13,000$14
VICTORY CAPITAL MANAGEMENT INC12,317$14
State of Wyoming11,299$12
COMMONWEALTH EQUITY SERVICES, LLC11,000$12
Arete Wealth Advisors, LLC10,510$0
OSAIC HOLDINGS, INC.5,900$6
WELLS FARGO & COMPANY/MN5,145$6
MAI Capital Management5,131$6
TD Waterhouse Canada Inc.4,262$5
JONES FINANCIAL COMPANIES LLLP2,000$2
ROYAL BANK OF CANADA2,000$2
DELTA ASSET MANAGEMENT LLC/TN1,400$2
Spire Wealth Management1,000$1
JPMORGAN CHASE & CO850$1
GROUP ONE TRADING, L.P.614$1
SIGNATUREFD, LLC420$0
Truvestments Capital LLC168$0
Golden State Wealth Management, LLC30$0
SBI Securities Co., Ltd.15$0
WOLFF WIESE MAGANA LLC1$0
Total (78 institutions)51,963,391$56,577