JOHN HANCOCK EXCHANGE TRADED

Ticker: JHEM CUSIP: 47804J834 Class: MULTFCTR EMRNG

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MANUFACTURERS LIFE INSURANCE COMPANY, THE16,093,119$529,464
Pallas Capital Advisors LLC632,251$20,801
LPL Financial LLC527,802$17,365
ENVESTNET ASSET MANAGEMENT INC346,922$11,414
CAPTRUST FINANCIAL ADVISORS331,842$10,918
BANK OF AMERICA CORP /DE/222,549$7,322
Simplicity Wealth,LLC124,001$4,080
CoreCap Advisors, LLC54,061$1,779
Focus Partners Wealth51,955$1,709
OSAIC HOLDINGS, INC.41,057$1,351
CITADEL ADVISORS LLC36,779$1,210
Cetera Investment Advisers35,318$1,162
COMMONWEALTH EQUITY SERVICES, LLC35,029$1,152
WELLS FARGO & COMPANY/MN34,737$1,143
Rockefeller Capital Management L.P.31,995$1,053
Evensky & Katz LLC29,621$1
Waterloo Capital, L.P.24,802$816
RAYMOND JAMES FINANCIAL INC24,661$811
JNBA Financial Advisors24,128$794
MORGAN STANLEY23,654$778
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO22,272$733
IFP Advisors, Inc20,920$688
Private Advisor Group, LLC20,633$679
SigFig Wealth Management, LLC19,826$652
AMERIPRISE FINANCIAL INC12,428$409
Brinker Capital Investments, LLC11,465$377
Financially in Tune, LLC8,460$278
Envestnet Portfolio Solutions, Inc.6,990$230
CWM, LLC6,284$0
Stratos Wealth Partners, LTD.6,115$201
ORG Partners LLC3,915$129
Capital Advisors, Ltd. LLC3,004$0
ROYAL BANK OF CANADA2,777$91
AE Wealth Management LLC1,861$61
JPMORGAN CHASE & CO1,641$54
CIBC Private Wealth Group, LLC1,205$40
ASSETMARK, INC923$30
Global Retirement Partners, LLC850$28
Steward Partners Investment Advisory, LLC626$21
NewEdge Advisors, LLC520$17
Murphy & Mullick Capital Management Corp500$16
O'SHAUGHNESSY ASSET MANAGEMENT, LLC249$8
US BANCORP \DE\106$3
FMR LLC17$1
Total (44 institutions)18,879,870$619,869