Ticker: RODM CUSIP: 518416102 Class: HARTFORD MLT ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Apollon Financial, LLC | 32,100 | $1,187 |
| FLOW TRADERS U.S. LLC | 160,431 | $6 |
| QUADRANT CAPITAL GROUP LLC | 4,322 | $160 |
| AQR CAPITAL MANAGEMENT LLC | 10,672 | $395 |
| FLAGSHIP HARBOR ADVISORS, LLC | 1,337 | $49 |
| Bank of New York Mellon Corp | 5,563 | $206 |
| SageView Advisory Group, LLC | 1,423 | $53 |
| Kestra Advisory Services, LLC | 3,033 | $112 |
| UBS ASSET MANAGEMENT AMERICAS INC | 1,989 | $74 |
| HRT FINANCIAL LP | 17,739 | $1 |
| NATIXIS ADVISORS, L.P. | 10,004 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| WCG Wealth Advisors LLC | 608,422 | 1,698,855 | +1,090,433 (+179.2%) |
| BEARING POINT CAPITAL, LLC | 238,221 | 280,032 | +41,811 (+17.6%) |
| Empirical Asset Management, LLC | 25,224 | 39,679 | +14,455 (+57.3%) |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 1,887 | 7,682 | +5,795 (+307.1%) |
| FLAGSTAR ADVISORS INC | 49,106 | 49,772 | +666 (+1.4%) |
| Cerity Partners LLC | 3,959,969 | 4,037,300 | +77,331 (+2.0%) |
| &PARTNERS | 154,758 | 184,033 | +29,275 (+18.9%) |
| LPL Financial LLC | 882,911 | 1,089,891 | +206,980 (+23.4%) |
| STIFEL FINANCIAL CORP | 6,855 | 109,646 | +102,791 (+1499.5%) |
| RAYMOND JAMES FINANCIAL INC | 892,015 | 990,612 | +98,597 (+11.1%) |
| JONES FINANCIAL COMPANIES LLLP | 183,152 | 255,241 | +72,089 (+39.4%) |
| First PREMIER Bank | 69,900 | 71,020 | +1,120 (+1.6%) |
| Mariner, LLC | 980,982 | 999,238 | +18,256 (+1.9%) |
| JANE STREET GROUP, LLC | 51,461 | 91,692 | +40,231 (+78.2%) |
| ROYAL BANK OF CANADA | 164,618 | 203,722 | +39,104 (+23.8%) |
| Rockefeller Capital Management L.P. | 41,073 | 53,666 | +12,593 (+30.7%) |
| AMERIPRISE FINANCIAL INC | 89,170 | 108,587 | +19,417 (+21.8%) |
| AdvisorNet Financial, Inc | 6,754 | 8,444 | +1,690 (+25.0%) |
| Farther Finance Advisors, LLC | 1,420 | 5,329 | +3,909 (+275.3%) |
| BlackRock, Inc. | 4,993 | 9,116 | +4,123 (+82.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| FOSTER & MOTLEY INC | 1,976,009 | 1,319,339 | -656,670 (-33.2%) |
| Hartford Funds Management Co LLC | 2,880,361 | 2,751,584 | -128,777 (-4.5%) |
| Vawter Financial, Ltd. | 142,871 | 97,148 | -45,723 (-32.0%) |
| CRUX WEALTH ADVISORS | 57,768 | 42,695 | -15,073 (-26.1%) |
| WESCAP Management Group, Inc. | 106,374 | 100,557 | -5,817 (-5.5%) |
| CLG LLC | 27,643 | 21,297 | -6,346 (-23.0%) |
| Clarius Group, LLC | 193,836 | 178,572 | -15,264 (-7.9%) |
| IAG Wealth Partners, LLC | 125,945 | 120,392 | -5,553 (-4.4%) |
| Sowa Financial Group, Inc. | 24,774 | 21,520 | -3,254 (-13.1%) |
| Fermata Advisors, LLC | 32,040 | 29,718 | -2,322 (-7.2%) |
| Trilogy Capital Inc. | 87,382 | 82,580 | -4,802 (-5.5%) |
| Cranbrook Wealth Management, LLC | 17,507 | 16,132 | -1,375 (-7.9%) |
| EVERGREEN CAPITAL MANAGEMENT LLC | 168,315 | 163,640 | -4,675 (-2.8%) |
| Sovran Advisors, LLC | 18,085 | 15,999 | -2,086 (-11.5%) |
| TRUIST FINANCIAL CORP | 143,126 | 110,323 | -32,803 (-22.9%) |
| Private Advisor Group, LLC | 621,482 | 613,581 | -7,901 (-1.3%) |
| Modern Wealth Management, LLC | 95,319 | 91,140 | -4,179 (-4.4%) |
| CAPTRUST FINANCIAL ADVISORS | 460,080 | 446,025 | -14,055 (-3.1%) |
| OSAIC HOLDINGS, INC. | 31,422 | 15,493 | -15,929 (-50.7%) |
| UBS Group AG | 469,646 | 448,751 | -20,895 (-4.4%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Cornerstone Wealth Management, LLC | 309,148 | $10,983 |
| Keystone Financial Group | 5,328 | $189 |
| GTS SECURITIES LLC | 7,054 | $251 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 314,168 | $11,161 |
| Ameritas Advisory Services, LLC | 318 | $11 |
| Wealthspire Advisors, LLC | 1 | $0 |