LATTICE STRATEGIES TR

Ticker: ROUS CUSIP: 518416409 Class: US Equity Fund

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
NorthRock Partners, LLC1,339,244$77,288
Hartford Funds Management Co LLC866,198$49,988
LPL Financial LLC675,705$38,995
MORGAN STANLEY459,588$26,523
AMERIPRISE FINANCIAL INC299,855$17,303
RAYMOND JAMES FINANCIAL INC252,121$14,550
BANK OF AMERICA CORP /DE/198,579$11,460
Mariner, LLC137,290$7,923
Western Wealth Management, LLC133,860$7,725
Fermata Advisors, LLC123,516$7,128
JONES FINANCIAL COMPANIES LLLP115,335$6,656
ROYAL BANK OF CANADA104,192$6,013
Cetera Investment Advisers98,890$5,707
Marshall Financial Group LLC85,589$4,939
Rockefeller Capital Management L.P.69,948$4,037
Vista Cima Wealth Management LLC67,637$3,903
WELLS FARGO & COMPANY/MN67,296$3,884
COMMONWEALTH EQUITY SERVICES, LLC64,717$3,735
UBS Group AG61,256$3,535
NewEdge Advisors, LLC58,715$3,388
Waverly Advisors, LLC53,954$3,114
COLDSTREAM CAPITAL MANAGEMENT INC52,647$3,038
SUSQUEHANNA INTERNATIONAL GROUP, LLP40,617$2,344
OSAIC HOLDINGS, INC.40,125$2,316
Janney Montgomery Scott LLC37,790$2
Stratos Wealth Partners, LTD.36,551$2,109
WCG Wealth Advisors LLC30,831$1,779
Main Street Financial Solutions, LLC29,436$1,699
Golden Bell Financial Planning LLC29,425$1,698
Gladstone Institutional Advisory LLC23,452$1,353
First PREMIER Bank21,400$1
CITADEL ADVISORS LLC20,715$1,195
Wagner Wealth Management, LLC19,516$1,126
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.17,949$1,036
Van Hulzen Asset Management, LLC17,384$1,003
Kingsview Wealth Management, LLC16,581$957
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO13,459$777
HARBOUR INVESTMENTS, INC.10,490$605
Sanctuary Advisors, LLC10,468$604
IEQ CAPITAL, LLC9,447$545
Baird Financial Group, Inc.9,000$519
ENVESTNET ASSET MANAGEMENT INC6,923$400
J.W. COLE ADVISORS, INC.6,684$386
RAM Investment Partners, LLC6,681$386
Private Advisor Group, LLC6,286$363
STIFEL FINANCIAL CORP5,864$338
Harborfront Financial Group LLC5,659$327
HighTower Advisors, LLC4,782$276
Summit Financial, LLC4,700$271
Steward Partners Investment Advisory, LLC4,293$248
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC3,824$227
Lido Advisors, LLC3,537$204
FMR LLC2,796$161
UMB Bank, n.a.2,650$153
Russell Investments Group, Ltd.2,139$123
Allworth Financial LP2,017$116
Global Retirement Partners, LLC1,915$110
OPTIMA CAPITAL LLC1,741$100
ASSETMARK, INC1,000$58
Farther Finance Advisors, LLC388$22
Quest 10 Wealth Builders, Inc.350$20
CWM, LLC315$0
Sound Income Strategies, LLC83$5
Total (63 institutions)5,895,395$336,798