LIBERTY ALL STAR EQUITY FD

CUSIP: 530158104 Class: SH BEN INT

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
RIVERNORTH CAPITAL MANAGEMENT, LLC5,632,499$35,372
RAYMOND JAMES FINANCIAL INC4,809,161$30,202
LPL Financial LLC3,784,833$23,769
MORGAN STANLEY3,005,226$18,873
ABSOLUTE INVESTMENT ADVISERS, LLC2,698,528$17,109
ROYAL BANK OF CANADA1,974,501$12,400
Karpus Management, Inc.1,830,510$11,496
AMERIPRISE FINANCIAL INC1,767,494$11,101
1607 Capital Partners, LLC1,353,935$8,503
Janney Montgomery Scott LLC1,321,490$8
READYSTATE ASSET MANAGEMENT LP1,309,522$8,224
Shaker Financial Services, LLC1,086,080$6,927
Penserra Capital Management LLC1,076,031$7
Quarry LP1,067,605$6,705
WELLS FARGO & COMPANY/MN1,030,657$6,473
GUGGENHEIM CAPITAL LLC975,897$6,129
WOLVERINE ASSET MANAGEMENT LLC951,243$5,974
OSAIC HOLDINGS, INC.822,035$5,162
Almitas Capital LLC804,614$5,053
Cornerstone Advisors, LLC794,984$4,993
Man Group plc648,300$4,071
TWO SIGMA INVESTMENTS, LP616,604$3,872
COHEN & STEERS, INC.605,000$4
RPO LLC573,700$3,603
Cambridge Investment Research Advisors, Inc.495,722$3
Cetera Investment Advisers491,954$3,089
JANE STREET GROUP, LLC469,522$2,949
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC458,274$2,924
PNC Financial Services Group, Inc.414,150$2,601
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD408,381$2,565
Allspring Global Investments Holdings, LLC402,996$2,531
Invesco Ltd.387,359$2,433
UBS Group AG382,415$2,402
HighTower Advisors, LLC377,416$2,370
Integrated Wealth Concepts LLC375,613$2,359
Private Advisor Group, LLC347,650$2,183
CITADEL ADVISORS LLC332,821$2,090
Kestra Advisory Services, LLC327,921$2,059
BANK OF AMERICA CORP /DE/320,881$2,015
BOOTHBAY FUND MANAGEMENT, LLC286,850$1,801
XTX Topco Ltd248,062$1,558
PMG Family Office LLC242,393$1,563
COMMONWEALTH EQUITY SERVICES, LLC235,824$1,481
MINDSET WEALTH MANAGEMENT, LLC232,399$1,459
SIT INVESTMENT ASSOCIATES INC222,272$1
CSS LLC/IL195,818$1,230
Logan Stone Capital, LLC194,895$1,224
D.A. DAVIDSON & CO.192,076$1,206
NewEdge Advisors, LLC173,934$1,092
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.172,503$1,083
KESTRA PRIVATE WEALTH SERVICES, LLC170,080$1,068
Westbourne Investment Advisors, Inc.161,200$1,012
Live Oak Private Wealth LLC158,585$996
BARTLETT & CO. WEALTH MANAGEMENT LLC156,236$981
FLYNN ZITO CAPITAL MANAGEMENT, LLC153,310$963
PRINCIPAL SECURITIES, INC.151,520$952
OPPENHEIMER & CO INC150,151$943
STIFEL FINANCIAL CORP149,906$941
RB Capital Management, LLC146,542$920
WEDBUSH SECURITIES INC143,063$1
Advocate Investing Services LLC141,248$887
Mariner, LLC132,859$834
ASHTON THOMAS SECURITIES, LLC132,370$831
J.W. COLE ADVISORS, INC.128,650$763
Ionic Capital Management LLC125,000$785
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC124,253$780
TrueMark Investments, LLC118,992$747
KINGSWOOD WEALTH ADVISORS, LLC117,260$736
Concurrent Investment Advisors, LLC113,191$711
SUSQUEHANNA INTERNATIONAL GROUP, LLP111,739$702
MILLENNIUM MANAGEMENT LLC111,046$697
Golden State Equity Partners107,850$677
Samalin Investment Counsel, LLC104,672$657
Abel Hall, LLC103,000$647
Clear Creek Financial Management, LLC99,807$627
Stockman Wealth Management, Inc.99,563$625
Institute for Wealth Management, LLC.88,551$556
Advisors Asset Management, Inc.86,088$541
StoneX Group Inc.83,141$533
Allworth Financial LP78,252$491
Coquina Private Wealth LLC77,392$486
&PARTNERS77,260$485
Mezzasalma Advisors, LLC76,805$482
Creative Planning75,508$474
Patten Group, Inc.69,949$439
Baird Financial Group, Inc.64,550$405
Triumph Capital Management63,298$398
Prospera Financial Services Inc61,614$387
IHT Wealth Management, LLC58,588$368
Heritage Wealth Management, Inc.57,594$362
MCDONALD PARTNERS LLC55,146$346
Kovack Advisors, Inc.50,788$319
Sage Capital Advisors,llc47,959$301
ENVESTNET ASSET MANAGEMENT INC47,355$297
Simplicity Wealth,LLC45,817$288
MSH Capital Advisors LLC44,960$282
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO43,790$275
Avior Wealth Management, LLC43,577$274
NWF Advisory Services Inc.42,131$265
BENJAMIN EDWARDS INC41,515$261
123 other institutions1,669,635$10,189
Total (223 institutions)55,493,906$324,288