CUSIP: 531229AQ5 Class: NOTE 2.250% 8/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Lombard Odier Asset Management (Europe) Ltd | 9,390,000 | $11,938 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 2,200,000 | $2,807 |
| ROYAL BANK OF CANADA | 150,000 | $190 |
| BNP Paribas Investment Partners S.A. | 2,450,000 | $3 |
| NewEdge Advisors, LLC | 16,000 | $20 |
| MML INVESTORS SERVICES, LLC | 16,000 | $20 |
| CoreCap Advisors, LLC | 4,000 | $5 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Sculptor Capital LP | 13,700,000 | 34,600,000 | +20,900,000 (+152.6%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 4,669,000 | 4,853,000 | +184,000 (+3.9%) |
| BALYASNY ASSET MANAGEMENT L.P. | 27,997,000 | 30,497,000 | +2,500,000 (+8.9%) |
| DNCA FINANCE | 300,000 | 400,000 | +100,000 (+33.3%) |
| WELLS FARGO & COMPANY/MN | 6,244,000 | 7,485,000 | +1,241,000 (+19.9%) |
| BlackRock, Inc. | 4,700,000 | 6,125,000 | +1,425,000 (+30.3%) |
| BANK OF AMERICA CORP /DE/ | 2,209,000 | 2,984,000 | +775,000 (+35.1%) |
| FRANKLIN RESOURCES INC | 8,267,000 | 8,938,000 | +671,000 (+8.1%) |
| Warberg Asset Management LLC | 719,000 | 730,000 | +11,000 (+1.5%) |
| BNP PARIBAS ARBITRAGE, SA | 1,340,000 | 1,531,000 | +191,000 (+14.3%) |
| CITIGROUP INC | 539,000 | 643,000 | +104,000 (+19.3%) |
| LAZARD ASSET MANAGEMENT LLC | 19,211,000 | 19,692,000 | +481,000 (+2.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MACKAY SHIELDS LLC | 34,433,000 | 34,036,000 | -397,000 (-1.2%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 17,792,000 | 16,871,000 | -921,000 (-5.2%) |
| OFI INVEST ASSET MANAGEMENT | 4,400,000 | 3,500,000 | -900,000 (-20.5%) |
| RWC Asset Management LLP | 1,168,000 | 958,000 | -210,000 (-18.0%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 1,715,000 | 150,000 | -1,565,000 (-91.3%) |
| MORGAN STANLEY | 12,630,000 | 9,875,000 | -2,755,000 (-21.8%) |
| NOMURA HOLDINGS INC | 22,386 | 11,251 | -11,135 (-49.7%) |
| WELLINGTON MANAGEMENT GROUP LLP | 3,461,000 | 2,646,000 | -815,000 (-23.5%) |
| STATE STREET CORP | 10,086,000 | 9,827,000 | -259,000 (-2.6%) |
| Man Group plc | 1,395,000 | 1,245,000 | -150,000 (-10.8%) |
| Bank of New York Mellon Corp | 1,400,000 | 1,268,000 | -132,000 (-9.4%) |
| PALISADE CAPITAL MANAGEMENT, LP | 809,000 | 790,000 | -19,000 (-2.3%) |
| Calamos Wealth Management LLC | 531,000 | 520,000 | -11,000 (-2.1%) |
| LORD, ABBETT & CO. LLC | 5,427,000 | 5,372,000 | -55,000 (-1.0%) |
| Thrivent Financial for Lutherans | 1,540,000 | 1,500,000 | -40,000 (-2.6%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| ARISTEIA CAPITAL, L.L.C. | 5,750,000 | $7,639 |
| AGF MANAGEMENT LTD | 1,625,000 | $2,155 |
| AMERIPRISE FINANCIAL INC | 6,000,000 | $7,956 |
| FIFTH THIRD BANCORP | 10,000 | $1,326 |
| JPMORGAN CHASE & CO | 3,490,000 | $4,627 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,230,000 | $1,632 |
| JANE STREET GROUP, LLC | 530,000 | $703 |
| Jefferies Financial Group Inc. | 100,000 | $132 |
| BARCLAYS PLC | 56,000 | $62 |
| &PARTNERS | 10,000 | $13 |