LISTED FD TR

Ticker: UMMA CUSIP: 53656F268 Class: ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (4)

COMPASS CAPITAL CORP /MA/ /ADV

Value ($000) $498 Shares 14,986

Main Street Financial Solutions, LLC

Value ($000) $208 Shares 7,018

Smartleaf Asset Management LLC

Value ($000) $60 Shares 2,010

COMERICA BANK

Value ($000) $118 Shares 3,980

Institution	Shares	Value ($000)
COMPASS CAPITAL CORP /MA/ /ADV	14,986	$498
Main Street Financial Solutions, LLC	7,018	$208
Smartleaf Asset Management LLC	2,010	$60
COMERICA BANK	3,980	$118

Increased Positions (15)

RFG Advisory, LLC

Value ($000) $7,914 (+33.0%) Shares 267,313 (+23.8%)

Strengthening Families & Communities, LLC

Value ($000) $244 (+59.4%) Shares 8,227 (+48.4%)

MERCER GLOBAL ADVISORS INC /ADV

Value ($000) $3,291 (+63.4%) Shares 111,141 (+52.1%)

Farther Finance Advisors, LLC

Value ($000) $715 (+55.6%) Shares 24,162 (+44.8%)

MORGAN STANLEY

Value ($000) $1,390 (+2739.3%) Shares 46,960 (+2544.1%)

CITADEL ADVISORS LLC

Value ($000) $2,330 (+81.1%) Shares 78,701 (+68.6%)

Allworth Financial LP

Value ($000) $215 (+562.5%) Shares 7,270 (+516.6%)

IFG Advisors, LLC

Value ($000) $288 (+13.7%) Shares 9,725 (+5.8%)

JONES FINANCIAL COMPANIES LLLP

Value ($000) $250 (+130.1%) Shares 8,458 (+110.9%)

Courage Miller Partners, LLC

Value ($000) $287 (+9.9%) Shares 9,687 (+2.3%)

ROYAL BANK OF CANADA

Value ($000) $439 (+21.3%) Shares 14,825 (+13.0%)

BANK OF MONTREAL /CAN/

Value ($000) $48 (+45.7%) Shares 1,625 (+35.6%)

IFP Advisors, Inc

Value ($000) $60 (+19.2%) Shares 2,031 (+10.9%)

ENVESTNET ASSET MANAGEMENT INC

Value ($000) $283 (+9.9%) Shares 9,556 (+2.3%)

Larson Financial Group LLC

Value ($000) $24 (+10.4%) Shares 820 (+2.8%)

Institution	Prev Shares	Curr Shares	Change
RFG Advisory, LLC	215,950	267,313	+51,363 (+23.8%)
Strengthening Families & Communities, LLC	5,544	8,227	+2,683 (+48.4%)
MERCER GLOBAL ADVISORS INC /ADV	73,083	111,141	+38,058 (+52.1%)
Farther Finance Advisors, LLC	16,687	24,162	+7,475 (+44.8%)
MORGAN STANLEY	1,776	46,960	+45,184 (+2544.1%)
CITADEL ADVISORS LLC	46,686	78,701	+32,015 (+68.6%)
Allworth Financial LP	1,179	7,270	+6,091 (+516.6%)
IFG Advisors, LLC	9,191	9,725	+534 (+5.8%)
JONES FINANCIAL COMPANIES LLLP	4,011	8,458	+4,447 (+110.9%)
Courage Miller Partners, LLC	9,468	9,687	+219 (+2.3%)
ROYAL BANK OF CANADA	13,117	14,825	+1,708 (+13.0%)
BANK OF MONTREAL /CAN/	1,198	1,625	+427 (+35.6%)
IFP Advisors, Inc	1,831	2,031	+200 (+10.9%)
ENVESTNET ASSET MANAGEMENT INC	9,343	9,556	+213 (+2.3%)
Larson Financial Group LLC	798	820	+22 (+2.8%)

Decreased Positions (5)

SageOak Financial, LLC

Value ($000) $753 (+4.0%) Shares 25,428 (-3.2%)

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Value ($000) $1,787 (-7.3%) Shares 57,493 (-15.0%)

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Value ($000) $1,520 (+4.2%) Shares 51,347 (-3.0%)

NATIONAL BANK OF CANADA /FI/

Value ($000) $53 (-21.5%) Shares 1,785 (-26.9%)

UBS Group AG

Value ($000) $22 (-23.0%) Shares 740 (-28.3%)

Institution	Prev Shares	Curr Shares	Change
SageOak Financial, LLC	26,266	25,428	-838 (-3.2%)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	67,616	57,493	-10,123 (-15.0%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP	52,932	51,347	-1,585 (-3.0%)
NATIONAL BANK OF CANADA /FI/	2,443	1,785	-658 (-26.9%)
UBS Group AG	1,032	740	-292 (-28.3%)

Exited Positions (3)

GOLDMAN SACHS GROUP INC

Value ($000) $1,794 Shares 65,080

JANE STREET GROUP, LLC

Value ($000) $1,723 Shares 62,513

BANK OF AMERICA CORP /DE/

Value ($000) $347 Shares 12,579

Institution	Prev Shares	Prev Value ($000)
GOLDMAN SACHS GROUP INC	65,080	$1,794
JANE STREET GROUP, LLC	62,513	$1,723
BANK OF AMERICA CORP /DE/	12,579	$347