LUMENT FINANCE TRUST INC

Ticker: LFT CUSIP: 55025L108 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
AXA S.A.3,340,780$4,711
BlackRock, Inc.1,975,563$2,786
VANGUARD GROUP INC1,923,093$2,712
GEODE CAPITAL MANAGEMENT, LLC1,099,134$1,550
Melia Wealth LLC988,137$1,393
STATE STREET CORP454,684$659
NORTHERN TRUST CORP318,625$449
MORGAN STANLEY294,973$416
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.267,162$377
DELTEC ASSET MANAGEMENT LLC200,000$282
CHARLES SCHWAB INVESTMENT MANAGEMENT INC136,284$192
Bank of New York Mellon Corp113,006$159
GOLDMAN SACHS GROUP INC112,804$159
JANE STREET GROUP, LLC98,529$139
BARCLAYS PLC72,344$102
Nuveen, LLC58,265$82
WELLS FARGO & COMPANY/MN51,170$72
JPMORGAN CHASE & CO50,696$71
SUSQUEHANNA INTERNATIONAL GROUP, LLP46,632$66
Foundations Investment Advisors, LLC46,123$65
J.W. COLE ADVISORS, INC.41,939$59
BANK OF AMERICA CORP /DE/34,892$49
Invesco Ltd.33,345$47
Russell Investments Group, Ltd.32,987$47
RHUMBLINE ADVISERS32,092$45
OSAIC HOLDINGS, INC.27,563$39
NEW YORK STATE COMMON RETIREMENT FUND25,600$36
PRICE T ROWE ASSOCIATES INC /MD/23,084$0
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.21,787$31
INTECH INVESTMENT MANAGEMENT LLC20,694$29
NewEdge Advisors, LLC18,005$25
JAMES INVESTMENT RESEARCH INC18,000$25
RAYMOND JAMES FINANCIAL INC17,628$25
Police & Firemen's Retirement System of New Jersey16,394$23
NEUBERGER BERMAN GROUP LLC15,605$22
Focus Partners Wealth13,074$18
BNP PARIBAS ARBITRAGE, SA12,042$17
Arlington Trust Co LLC11,000$16
INTEGRITY ALLIANCE, LLC.10,706$15
AQR CAPITAL MANAGEMENT LLC10,578$15
UBS Group AG9,054$13
STRS OHIO8,600$12
ROYAL BANK OF CANADA7,946$12
FMR LLC7,788$11
Tower Research Capital LLC (TRC)7,260$10
NISA INVESTMENT ADVISORS, LLC6,780$10
Ameritas Investment Partners, Inc.4,659$7
Legal & General Group Plc4,097$6
Sterling Capital Management LLC3,149$4
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,781$4
GAMMA Investing LLC1,985$3
AMALGAMATED BANK1,434$0
CITIGROUP INC1,033$1
CWM, LLC697$0
PNC Financial Services Group, Inc.496$1
Covestor Ltd389$0
EverSource Wealth Advisors, LLC35$0
IFP Advisors, Inc29$0
Allworth Financial LP6$0
Sunbelt Securities, Inc.5$0
ROTHSCHILD INVESTMENT LLC4$0
True Wealth Design, LLC2$0
Total (62 institutions)12,153,248$17,120