MAINSTAY MACKAY DEFINEDTERM

CUSIP: 56064K100 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Hennion & Walsh Asset Management, Inc.739,494$10,996
RAYMOND JAMES FINANCIAL INC601,932$8,951
MORGAN STANLEY467,318$6,949
GUGGENHEIM CAPITAL LLC449,927$6,690
Robinson Capital Management, LLC379,555$5,644
BANK OF AMERICA CORP /DE/323,190$4,806
WELLS FARGO & COMPANY/MN256,146$3,809
ROYAL BANK OF CANADA152,597$2,269
Logan Stone Capital, LLC97,306$1,447
Thomas J. Herzfeld Advisors, Inc.97,226$1,446
NewEdge Advisors, LLC95,939$1,427
ENVESTNET ASSET MANAGEMENT INC91,789$1,365
ProVise Management Group, LLC91,346$1,358
WOLVERINE ASSET MANAGEMENT LLC88,173$1,311
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD87,267$1,298
Noble Wealth Management PBC85,993$1,279
Intellus Advisors LLC83,330$1,239
PARK AVENUE SECURITIES LLC80,710$1
Pathstone Holdings, LLC69,607$1,035
Ackerman Capital Advisors, LLC66,595$990
UBS Group AG65,274$971
BALYASNY ASSET MANAGEMENT L.P.62,636$931
Worthington Financial Partners, LLC61,259$911
LPL Financial LLC56,432$839
MERCER GLOBAL ADVISORS INC /ADV51,041$759
Whipplewood Advisors, LLC49,772$740
COHEN & STEERS, INC.45,000$1
AQR CAPITAL MANAGEMENT LLC41,539$618
RIVERNORTH CAPITAL MANAGEMENT, LLC40,239$598
Invesco Ltd.37,015$550
1607 Capital Partners, LLC35,062$521
&PARTNERS33,047$491
XML Financial, LLC32,505$483
WEDBUSH SECURITIES INC32,072$0
Steward Partners Investment Advisory, LLC30,675$456
Global Endowment Management, LP30,000$446
ROVIN CAPITAL /UT/ /ADV28,801$0
WealthPLAN Partners, LLC26,420$393
MILLENNIUM MANAGEMENT LLC26,081$388
Equitable Holdings, Inc.25,524$380
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO24,986$372
AMERIPRISE FINANCIAL INC24,789$369
CENTAURUS FINANCIAL, INC.24,325$0
Rockefeller Capital Management L.P.24,023$357
Plancorp, LLC23,807$354
Bank of New York Mellon Corp23,781$354
JANE STREET GROUP, LLC22,064$328
BRANDYWINE OAK PRIVATE WEALTH LLC20,000$297
STIFEL FINANCIAL CORP19,642$292
Scarborough Advisors, LLC19,530$290
U.S. Capital Wealth Advisors, LLC19,026$283
READYSTATE ASSET MANAGEMENT LP18,103$269
Arlington Capital Management, Inc.17,359$258
INTEGRATED CAPITAL MANAGEMENT, INC.17,213$256
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.16,602$247
Cetera Investment Advisers15,995$238
SRS Capital Advisors, Inc.14,922$222
OSAIC HOLDINGS, INC.14,546$216
Compass Financial Group, INC/SD14,014$208
NOMURA HOLDINGS INC13,812$205
Main Street Financial Solutions, LLC13,603$202
NewEdge Wealth, LLC11,520$171
Cyndeo Wealth Partners, LLC10,655$158
Financially in Tune, LLC10,415$155
Pasadena Private Wealth, LLC10,000$149
Kestra Advisory Services, LLC6,481$96
CoreCap Advisors, LLC3,910$58
COMERICA BANK3,647$54
Center for Financial Planning, Inc.2,000$30
KELLEHER FINANCIAL ADVISORS920$14
Kilter Group LLC854$13
Smallwood Wealth Investment Management, LLC745$11
FNY Investment Advisers, LLC600$0
Farther Finance Advisors, LLC500$7
HUNTINGTON NATIONAL BANK250$4
Measured Wealth Private Client Group, LLC14$0
Total (76 institutions)5,680,487$81,327