CUSIP: 604749AB7 Class: NOTE 4.000% 5/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Virtus ETF Advisers LLC | 18,000 | $46 |
| JPMORGAN CHASE & CO | 1,209,000 | $3,137 |
| BARCLAYS PLC | 373,000 | $968 |
| NewEdge Advisors, LLC | 10,000 | $26 |
| CoreCap Advisors, LLC | 2,000 | $5 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| TENOR CAPITAL MANAGEMENT Co., L.P. | 25,165,000 | 28,576,000 | +3,411,000 (+13.6%) |
| BNP PARIBAS ARBITRAGE, SA | 9,800,000 | 29,232,000 | +19,432,000 (+198.3%) |
| CAPSTONE INVESTMENT ADVISORS, LLC | 19,000,000 | 24,000,000 | +5,000,000 (+26.3%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 1,076,000 | 1,376,000 | +300,000 (+27.9%) |
| LORD, ABBETT & CO. LLC | 4,017,000 | 5,954,000 | +1,937,000 (+48.2%) |
| BlackRock, Inc. | 3,025,000 | 4,025,000 | +1,000,000 (+33.1%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 237,000 | 363,000 | +126,000 (+53.2%) |
| LAZARD ASSET MANAGEMENT LLC | 1,933,000 | 11,452,000 | +9,519,000 (+492.4%) |
| MORGAN STANLEY | 120,000 | 200,000 | +80,000 (+66.7%) |
| Calamos Advisors LLC | 31,000 | 41,000 | +10,000 (+32.3%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MACKAY SHIELDS LLC | 26,219,000 | 25,532,000 | -687,000 (-2.6%) |
| SSI INVESTMENT MANAGEMENT LLC | 5,618,000 | 4,118,000 | -1,500,000 (-26.7%) |
| ARISTEIA CAPITAL, L.L.C. | 6,000,000 | 3,000,000 | -3,000,000 (-50.0%) |
| Nicholas Investment Partners, LP | 3,000,000 | 2,250,000 | -750,000 (-25.0%) |
| Kohlberg Kravis Roberts & Co. L.P. | 894,000 | 244,000 | -650,000 (-72.7%) |
| FRANKLIN RESOURCES INC | 24,376,000 | 1,876,000 | -22,500,000 (-92.3%) |
| CITADEL ADVISORS LLC | 24,431,000 | 18,431,000 | -6,000,000 (-24.6%) |
| BANK OF AMERICA CORP /DE/ | 246,000 | 8,000 | -238,000 (-96.7%) |
| WELLS FARGO & COMPANY/MN | 535,000 | 524,000 | -11,000 (-2.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| NOMURA HOLDINGS INC | 96,341 | $7,063 |
| FIFTH THIRD BANCORP | 4,000 | $961 |
| AMERIPRISE FINANCIAL INC | 1,500,000 | $3,602 |
| Bank of New York Mellon Corp | 100,000 | $237 |