NIO INC

CUSIP: 62914VAK2 Class: NOTE 4.625%10/1

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 22,150,000 Value ($000) $19,822 Avg Close — Range —
Q3 2025
Shares 7,150,000 Value ($000) $7,667 Avg Close — Range —
Q2 2025
Shares 17,150,000 Value ($000) $11,049 Avg Close — Range —
Q1 2025
Shares 17,000,000 Value ($000) $836 Avg Close — Range —