NIO INC

CUSIP: 62914VAK2 Class: NOTE 4.625%10/1

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP50,000,000$44,919
LMR Partners LLP45,000,000$41,074
Paloma Partners Management Co42,960,000$39,450
LINDEN ADVISORS LP39,748,000$35,988
BALYASNY ASSET MANAGEMENT L.P.30,000,000$27,383
MARSHALL WACE, LLP28,719,000$26,215
D. E. Shaw & Co., Inc.27,250,000$24,684
DeepCurrents Investment Group LLC24,732,000$22,315
PenderFund Capital Management Ltd.22,150,000$19,822
Jefferies Financial Group Inc.20,842,000$18,726
Calamos Advisors LLC17,628,000$16,090
Maven Securities LTD16,500,000$14,622
Laurion Capital Management LP15,500,000$14,023
MILLENNIUM MANAGEMENT LLC13,250,000$11,999
STATE STREET CORP12,300,000$11,252
Context Capital Management, LLC11,363,000$10,056
Jump Financial, LLC10,000,000$8,800
WHITEBOX ADVISORS LLC10,000,000$8,800
Sculptor Capital LP10,000,000$9,127
HBK INVESTMENTS L P9,300,000$8,434
Long Corridor Asset Management Ltd8,500,000$7,523
Ovata Capital Management Ltd8,500,000$7,758
BlackRock, Inc.7,300,000$6,424
TWO SIGMA INVESTMENTS, LP6,000,000$5,280
CSS LLC/IL5,000,000$4,540
Walleye Capital LLC5,000,000$4,425
CAPSTONE INVESTMENT ADVISORS, LLC4,000,000$3,540
CITIGROUP INC3,041,000$2,676
STATE OF WISCONSIN INVESTMENT BOARD3,000,000$2,640
HIGHBRIDGE CAPITAL MANAGEMENT LLC2,500,000$2,262
WOLVERINE ASSET MANAGEMENT LLC2,000,000$1,781
Man Group plc1,300,000$1,187
GOLDMAN SACHS GROUP INC750,000$660
JPMORGAN CHASE & CO470,000$425
Zurcher Kantonalbank (Zurich Cantonalbank)400,000$360
SSI INVESTMENT MANAGEMENT LLC265,000$240
DNCA FINANCE180,000$165
NINE MASTS CAPITAL Ltd19,250$17,036
Total (38 institutions)515,467,250$482,699