NATIONAL BK HLDGS CORP

Ticker: NBHC CUSIP: 633707104 Class: Common Stock

HENNESSY ADVISORS INC's Holding History (CIK: 0001145255)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 85,000 Value ($000) $1,706 Avg Close $15.94 Range $14.82 - $16.96

Q4 2013

Shares 130,000 Value ($000) $2,782 Avg Close $16.38 Range $15.65 - $17.28

Q3 2013

Shares 130,000 Value ($000) $2,670 Avg Close $15.78 Range $14.58 - $16.85

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	85,000	$1,706	$15.94	$14.82 - $16.96
Q4 2013	130,000	$2,782	$16.38	$15.65 - $17.28
Q3 2013	130,000	$2,670	$15.78	$14.58 - $16.85