NATIONAL BK HLDGS CORP

Ticker: NBHC CUSIP: 633707104 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.5,416,692$205,888
VANGUARD GROUP INC4,099,425$155,819
DIMENSIONAL FUND ADVISORS LP2,060,275$78,311
STATE STREET CORP1,888,885$71,797
VICTORY CAPITAL MANAGEMENT INC1,593,529$60,570
WESTWOOD HOLDINGS GROUP INC1,489,391$56,612
WELLINGTON MANAGEMENT GROUP LLP1,285,543$48,863
DEPRINCE RACE & ZOLLO INC1,162,432$44,184
SEGALL BRYANT & HAMILL, LLC916,291$34,828
GEODE CAPITAL MANAGEMENT, LLC901,745$34,282
RENAISSANCE TECHNOLOGIES LLC813,000$30,902
Aristotle Capital Boston, LLC673,644$25,605
Nuveen, LLC628,527$23,890
PRINCIPAL FINANCIAL GROUP INC585,052$22,238
Leeward Investments, LLC - MA534,211$20,305
KENNEDY CAPITAL MANAGEMENT LLC505,333$19,208
GOLDMAN SACHS GROUP INC504,685$19,183
CHARLES SCHWAB INVESTMENT MANAGEMENT INC466,712$17,740
T. Rowe Price Investment Management, Inc.458,791$17
AQR CAPITAL MANAGEMENT LLC430,078$16,347
AMERICAN CENTURY COMPANIES INC413,402$15,713
Russell Investments Group, Ltd.405,164$15,400
MORGAN STANLEY398,516$15,148
NORTHERN TRUST CORP391,751$14,890
MALTESE CAPITAL MANAGEMENT LLC352,500$13,399
Bank of New York Mellon Corp332,734$12,647
SEI INVESTMENTS CO318,220$12,095
Qube Research & Technologies Ltd309,661$11,770
TWO SIGMA INVESTMENTS, LP266,620$10,134
JPMORGAN CHASE & CO249,188$9,472
MILLENNIUM MANAGEMENT LLC226,900$8,624
HSBC HOLDINGS PLC186,020$7,071
JACOBS ASSET MANAGEMENT, LLC185,000$7,032
BRIDGEWAY CAPITAL MANAGEMENT, LLC181,699$6,906
ENDEAVOUR CAPITAL ADVISORS INC175,198$6,659
CITADEL ADVISORS LLC166,576$6,332
Y-Intercept (Hong Kong) Ltd159,547$6,064
D. E. Shaw & Co., Inc.148,975$5,663
AMERIPRISE FINANCIAL INC143,687$5,462
TUDOR INVESTMENT CORP ET AL139,188$5,291
PEREGRINE CAPITAL MANAGEMENT LLC134,283$5,104
Public Sector Pension Investment Board130,845$4,973
THOMPSON SIEGEL & WALMSLEY LLC130,830$5
FIRST TRUST ADVISORS LP130,260$4,951
Point72 Asset Management, L.P.124,436$4,730
NEW YORK STATE COMMON RETIREMENT FUND112,483$4,275
Boston Partners112,419$4,273
RHUMBLINE ADVISERS112,210$4,265
Buckingham Strategic Partners108,849$4,137
Numerai GP LLC107,259$4,077
Squire Investment Management Company, LLC106,976$4,066
BESSEMER GROUP INC101,322$4
Invesco Ltd.100,758$3,830
VOLORIDGE INVESTMENT MANAGEMENT, LLC96,233$3,658
Legal & General Group Plc93,596$3,558
BANK OF AMERICA CORP /DE/92,882$3,530
BARCLAYS PLC91,844$3,491
Swiss National Bank74,600$2,836
TWO SIGMA ADVISERS, LP73,800$2,805
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND71,942$2,735
AlphaQuest LLC70,085$2,664
CITIGROUP INC66,478$2,527
UBS Group AG64,671$2,458
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO63,522$2,414
IEQ CAPITAL, LLC63,288$2,406
UBS ASSET MANAGEMENT AMERICAS INC60,668$2,306
PRICE T ROWE ASSOCIATES INC /MD/56,866$2
SG Americas Securities, LLC54,765$2
JANE STREET GROUP, LLC52,916$2,011
FRANKLIN RESOURCES INC49,470$1,880
ALLIANCEBERNSTEIN L.P.48,940$1,860
Jackson Hole Capital Partners, LLC48,337$1,837
HRT FINANCIAL LP48,312$2
BASSWOOD CAPITAL MANAGEMENT, L.L.C.46,956$1,785
Rafferty Asset Management, LLC46,547$1,769
WELLS FARGO & COMPANY/MN43,154$1,640
JACOBS LEVY EQUITY MANAGEMENT, INC42,951$1,633
Thrivent Financial for Lutherans42,495$2
BALYASNY ASSET MANAGEMENT L.P.41,400$1,574
Engineers Gate Manager LP39,953$1,519
Weiss Asset Management LP38,613$1,468
DARK FOREST CAPITAL MANAGEMENT LP38,502$1,463
GREAT WEST LIFE ASSURANCE CO /CAN/36,344$1
PRUDENTIAL FINANCIAL INC35,774$1,360
MOODY NATIONAL BANK TRUST DIVISION35,642$1,355
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM35,010$1,331
Walleye Capital LLC34,022$1,293
Schonfeld Strategic Advisors LLC30,723$1,168
DEUTSCHE BANK AG\28,675$1,090
Rosenthal | Henry Capital Advisors, Inc.26,075$991
Jefferies Financial Group Inc.25,000$950
INTECH INVESTMENT MANAGEMENT LLC24,078$915
XTX Topco Ltd23,951$910
BNP PARIBAS ARBITRAGE, SA23,779$904
MIRABELLA FINANCIAL SERVICES LLP22,642$861
CWM, LLC22,424$1
ACADIAN ASSET MANAGEMENT LLC22,310$1
MetLife Investment Management, LLC21,987$836
State of Tennessee, Department of Treasury21,165$850
Entropy Technologies, LP20,962$797
127 other institutions760,525$26,021
Total (227 institutions)36,052,591$1,330,524