CUSIP: 64049MAB6 Class: Convertible Debt
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| BRAIDWELL LP | 100,381,000 | $89,716 |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 98,050,000 | $87,990 |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 72,689,000 | $64,690 |
| WOLVERINE ASSET MANAGEMENT LLC | 19,196,000 | $17,098 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 16,224,000 | $14,519 |
| DeepCurrents Investment Group LLC | 10,500,000 | $9,370 |
| OAKTREE CAPITAL MANAGEMENT LP | 7,098,000 | $6,344 |
| BlackRock, Inc. | 4,229,000 | $3,759 |
| CAPSTONE INVESTMENT ADVISORS, LLC | 3,708,000 | $3,314 |
| Russell Investments Group, Ltd. | 3,581,000 | $3,201 |
| Fore Capital, LLC | 3,000,000 | $2,681 |
| Calamos Advisors LLC | 2,914,000 | $2,601 |
| BANK OF AMERICA CORP /DE/ | 2,910,000 | $2,586 |
| NEW YORK STATE COMMON RETIREMENT FUND | 1,096,000 | $974 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 300,000 | $267 |
| TRUIST FINANCIAL CORP | 116,000 | $103 |
| JPMORGAN CHASE & CO | 84,000 | $75 |
| PRIVATE MANAGEMENT GROUP INC | 66,000 | $59 |
| INSIGNEO ADVISORY SERVICES, LLC | 12,000 | $11 |
| SG Americas Securities, LLC | 11,000 | $1 |
| WELLS FARGO & COMPANY/MN | 10,000 | $9 |
| Total (21 institutions) | 346,175,000 | $309,365 |