NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

Verition Fund Management LLC's Holding History (CIK: 0001454027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 34,016 Value ($000) $517 Avg Close — Range —
Q4 2021
Shares 26,274 Value ($000) $404 Avg Close — Range —
Q2 2021
Shares 18,048 Value ($000) $184 Avg Close — Range —
Q1 2021
Shares 18,248 Value ($000) $218 Avg Close — Range —
Q1 2020
Shares 45,000 Value ($000) $326 Avg Close — Range —
Q3 2019
Shares 121,341 Value ($000) $739 Avg Close — Range —
Q2 2019
Shares 183,494 Value ($000) $767 Avg Close — Range —
Q1 2019
Shares 205,000 Value ($000) $1,289 Avg Close — Range —
Q1 2017
Shares 39,476 Value ($000) $356 Avg Close — Range —
Q3 2016
Shares 40,000 Value ($000) $654 Avg Close — Range —
Q1 2016
Shares 31,500 Value ($000) $442 Avg Close — Range —
Q4 2015
Shares 40,229 Value ($000) $437 Avg Close — Range —
Q3 2015
Shares 10,000 Value ($000) $68 Avg Close — Range —
Q2 2015
Shares 20,193 Value ($000) $184 Avg Close — Range —
Q3 2013
Shares 110,066 Value ($000) $813 Avg Close — Range —