NEUBERGER BERMAN MUN FD INC

Institution	Shares	Value ($000)
Thomas J. Herzfeld Advisors, Inc.	32,348	$327
Karpus Management, Inc.	68,199	$690
Elyxium Wealth, LLC	4,248	$43
XTX Topco Ltd	18,379	$186
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	10,713	$108
PFG Investments, LLC	10,000	$101
BALYASNY ASSET MANAGEMENT L.P.	73,748	$746
WOLVERINE ASSET MANAGEMENT LLC	22,709	$230
JANE STREET GROUP, LLC	46,640	$472
CITADEL ADVISORS LLC	44,164	$447
&PARTNERS	15,094	$153
SUSQUEHANNA INTERNATIONAL GROUP, LLP	15,272	$155
Virtu Financial LLC	16,436	$0

Increased Positions (25)

Rareview Capital LLC

Value ($000) $4,106 (+26.1%) Shares 417,737 (+26.1%)

Robinson Capital Management, LLC

Value ($000) $2,469 (+173.3%) Shares 243,933 (+178.7%)

RIVERNORTH CAPITAL MANAGEMENT, LLC

Value ($000) $9,433 (+12.7%) Shares 932,084 (+15.0%)

Noble Wealth Management PBC

Value ($000) $559 (+43.1%) Shares 55,278 (+45.9%)

WESCAP Management Group, Inc.

Value ($000) $774 (+79.0%) Shares 76,482 (+82.5%)

Advisors Asset Management, Inc.

Value ($000) $7,463 (+28.4%) Shares 737,420 (+30.9%)

Atala Financial Inc

Value ($000) $1,065 (+1.0%) Shares 105,222 (+3.0%)

Pathstone Holdings, LLC

Value ($000) $17,610 (+20.9%) Shares 1,740,151 (+23.3%)

Bridgewater Advisors Inc.

Value ($000) $523 (+42.9%) Shares 50,633 (+42.1%)

GUGGENHEIM CAPITAL LLC

Value ($000) $7,708 (+7.8%) Shares 761,618 (+9.9%)

Fiera Capital Corp

Value ($000) $2,911 (+62.0%) Shares 287,691 (+65.2%)

Ackerman Capital Advisors, LLC

Value ($000) $941 (+1.5%) Shares 92,972 (+3.5%)

Invesco Ltd.

Value ($000) $1,600 (+10.4%) Shares 158,151 (+12.6%)

HOLLENCREST CAPITAL MANAGEMENT

Value ($000) $74 (+198.3%) Shares 7,295 (+204.2%)

ROYAL BANK OF CANADA

Value ($000) $411 (+59.3%) Shares 40,633 (+62.4%)

Avior Wealth Management, LLC

Value ($000) $215 (+24.5%) Shares 21,217 (+27.0%)

Nuveen, LLC

Value ($000) $325 (+51.0%) Shares 32,107 (+54.0%)

BANK OF MONTREAL /CAN/

Value ($000) $222 (+42.0%) Shares 21,972 (+44.8%)

HighTower Advisors, LLC

Value ($000) $674 (+4.5%) Shares 66,557 (+6.5%)

MML INVESTORS SERVICES, LLC

Value ($000) $128 (+4.2%) Shares 12,659 (+6.2%)

Institution	Prev Shares	Curr Shares	Change
Rareview Capital LLC	331,218	417,737	+86,519 (+26.1%)
Robinson Capital Management, LLC	87,533	243,933	+156,400 (+178.7%)
RIVERNORTH CAPITAL MANAGEMENT, LLC	810,858	932,084	+121,226 (+15.0%)
Noble Wealth Management PBC	37,875	55,278	+17,403 (+45.9%)
WESCAP Management Group, Inc.	41,901	76,482	+34,581 (+82.5%)
Advisors Asset Management, Inc.	563,388	737,420	+174,032 (+30.9%)
Atala Financial Inc	102,158	105,222	+3,064 (+3.0%)
Pathstone Holdings, LLC	1,411,760	1,740,151	+328,391 (+23.3%)
Bridgewater Advisors Inc.	35,633	50,633	+15,000 (+42.1%)
GUGGENHEIM CAPITAL LLC	692,936	761,618	+68,682 (+9.9%)
Fiera Capital Corp	174,157	287,691	+113,534 (+65.2%)
Ackerman Capital Advisors, LLC	89,798	92,972	+3,174 (+3.5%)
Invesco Ltd.	140,491	158,151	+17,660 (+12.6%)
HOLLENCREST CAPITAL MANAGEMENT	2,398	7,295	+4,897 (+204.2%)
ROYAL BANK OF CANADA	25,020	40,633	+15,613 (+62.4%)
Avior Wealth Management, LLC	16,708	21,217	+4,509 (+27.0%)
Nuveen, LLC	20,845	32,107	+11,262 (+54.0%)
BANK OF MONTREAL /CAN/	15,177	21,972	+6,795 (+44.8%)
HighTower Advisors, LLC	62,471	66,557	+4,086 (+6.5%)
MML INVESTORS SERVICES, LLC	11,919	12,659	+740 (+6.2%)

Decreased Positions (15)

MELFA WEALTH MANAGEMENT, LLC

Value ($000) $2,068 (-10.9%) Shares 203,897 (-9.4%)

Saba Capital Management, L.P.

Value ($000) $1,114 (-89.3%) Shares 110,116 (-89.1%)

1607 Capital Partners, LLC

Value ($000) $10,186 (-8.9%) Shares 1,006,539 (-7.1%)

Logan Stone Capital, LLC

Value ($000) $225 (-40.2%) Shares 22,203 (-39.1%)

Hennion & Walsh Asset Management, Inc.

Value ($000) $2,227 (-8.7%) Shares 220,081 (-6.9%)

UBS Group AG

Value ($000) $4,518 (-9.2%) Shares 446,471 (-7.4%)

BANK OF AMERICA CORP /DE/

Value ($000) $865 (-24.0%) Shares 85,469 (-22.5%)

MORGAN STANLEY

Value ($000) $11,707 (-3.8%) Shares 1,156,815 (-1.9%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $892 (-14.5%) Shares 88,139 (-12.8%)

WELLS FARGO & COMPANY/MN

Value ($000) $822 (-13.4%) Shares 81,265 (-11.7%)

Rockefeller Capital Management L.P.

Value ($000) $292 (-25.7%) Shares 28,902 (-24.2%)

EVOKE WEALTH, LLC

Value ($000) $376 (-10.3%) Shares 36,997 (-8.6%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $228 (+83405.5%) Shares 22,526 (-14.9%)

OSAIC HOLDINGS, INC.

Value ($000) $145 (-7.0%) Shares 14,287 (-7.9%)

LPL Financial LLC

Value ($000) $750 (-3.4%) Shares 74,126 (-1.5%)

Institution	Prev Shares	Curr Shares	Change
MELFA WEALTH MANAGEMENT, LLC	224,990	203,897	-21,093 (-9.4%)
Saba Capital Management, L.P.	1,012,131	110,116	-902,015 (-89.1%)
1607 Capital Partners, LLC	1,083,929	1,006,539	-77,390 (-7.1%)
Logan Stone Capital, LLC	36,438	22,203	-14,235 (-39.1%)
Hennion & Walsh Asset Management, Inc.	236,306	220,081	-16,225 (-6.9%)
UBS Group AG	482,242	446,471	-35,771 (-7.4%)
BANK OF AMERICA CORP /DE/	110,326	85,469	-24,857 (-22.5%)
MORGAN STANLEY	1,179,333	1,156,815	-22,518 (-1.9%)
RAYMOND JAMES FINANCIAL INC	101,075	88,139	-12,936 (-12.8%)
WELLS FARGO & COMPANY/MN	92,038	81,265	-10,773 (-11.7%)
Rockefeller Capital Management L.P.	38,151	28,902	-9,249 (-24.2%)
EVOKE WEALTH, LLC	40,469	36,997	-3,472 (-8.6%)
COMMONWEALTH EQUITY SERVICES, LLC	26,467	22,526	-3,941 (-14.9%)
OSAIC HOLDINGS, INC.	15,518	14,287	-1,231 (-7.9%)
LPL Financial LLC	75,229	74,126	-1,103 (-1.5%)

Exited Positions (3)

Williams Jones Wealth Management, LLC.

Value ($000) $178 Shares 17,289

US BANCORP \DE\

Value ($000) $50 Shares 4,803

Advisory Services Network, LLC

Value ($000) $35 Shares 3,356

Institution	Prev Shares	Prev Value ($000)
Williams Jones Wealth Management, LLC.	17,289	$178
US BANCORP \DE\	4,803	$50
Advisory Services Network, LLC	3,356	$35