NEURALSTEM INC

CUSIP: 64127R302 Class: CMN

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 2,137,061 Value ($000) $684 Avg Close — Range —
Q2 2016
Shares 2,137,061 Value ($000) $622 Avg Close — Range —
Q1 2016
Shares 2,137,061 Value ($000) $1,603 Avg Close — Range —
Q4 2015
Shares 2,137,061 Value ($000) $2,201 Avg Close — Range —
Q3 2015
Shares 2,137,061 Value ($000) $2,607 Avg Close — Range —
Q2 2015
Shares 2,137,061 Value ($000) $4,146 Avg Close — Range —
Q1 2015
Shares 2,137,061 Value ($000) $4,060 Avg Close — Range —
Q4 2014
Shares 2,134,442 Value ($000) $5,806 Avg Close — Range —