NEUBERGER BERMAN HIGH YIELD

CUSIP: 64128C106 Class: CEF

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 48,040 Value ($000) $465 Avg Close — Range —
Q3 2018
Shares 48,040 Value ($000) $526 Avg Close — Range —
Q2 2018
Shares 33,180 Value ($000) $359 Avg Close — Range —
Q1 2018
Shares 20,900 Value ($000) $233 Avg Close — Range —
Q4 2017
Shares 20,900 Value ($000) $246 Avg Close — Range —
Q3 2017
Shares 20,900 Value ($000) $254 Avg Close — Range —
Q2 2017
Shares 20,900 Value ($000) $249 Avg Close — Range —
Q1 2017
Shares 20,000 Value ($000) $238 Avg Close — Range —
Q4 2016
Shares 20,000 Value ($000) $233 Avg Close — Range —
Q3 2016
Shares 27,130 Value ($000) $322 Avg Close — Range —
Q2 2016
Shares 27,130 Value ($000) $297 Avg Close — Range —