NEUBERGER BERMAN HIGH YIELD

CUSIP: 64128C106 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
GUGGENHEIM CAPITAL LLC567,943$4,225
MORGAN STANLEY552,232$4,109
LPL Financial LLC515,233$3,833
GraniteShares Advisors LLC380,580$2,832
Invesco Ltd.274,962$2,046
WELLS FARGO & COMPANY/MN254,796$1,896
J.W. COLE ADVISORS, INC.222,776$1,657
Uncommon Cents Investing LLC179,912$1,339
HARBOUR INVESTMENTS, INC.109,642$816
Bramshill Investments, LLC99,808$743
MELFA WEALTH MANAGEMENT, LLC96,287$716
OSAIC HOLDINGS, INC.74,294$553
RAYMOND JAMES FINANCIAL INC55,030$409
Shaker Financial Services, LLC54,000$402
Equitable Holdings, Inc.46,000$342
Total Wealth Planning & Management, Inc.45,321$337
Apollon Wealth Management, LLC45,134$336
JANE STREET GROUP, LLC42,348$315
SeaCrest Wealth Management, LLC42,309$314
NewEdge Advisors, LLC41,994$312
Cetera Investment Advisers36,883$274
HighTower Advisors, LLC30,600$228
AMERIPRISE FINANCIAL INC29,674$221
COMMONWEALTH EQUITY SERVICES, LLC28,082$209
AlphaCore Capital LLC24,000$179
UBS Group AG21,617$161
Kestra Advisory Services, LLC18,728$139
MRA Advisory Group18,068$134
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC14,117$106
ROYAL BANK OF CANADA14,012$104
MERCER GLOBAL ADVISORS INC /ADV13,244$99
Capital Investment Advisors, LLC12,732$95
CURA WEALTH ADVISORS, LLC12,282$91
Integrity Advisory Solutions, LLC10,920$81
BAILARD, INC.10,839$81
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.10,207$76
COMERICA BANK2,940$22
CWM, LLC2,860$0
HIGHLINE WEALTH PARTNERS LLC1,500$11
Garton & Associates Financial Advisors LLC822$6
Farther Finance Advisors, LLC743$6
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO500$4
Allworth Financial LP400$3
Total (43 institutions)4,016,371$29,861