NEUBERGER BERMAN NEXT GENERA

CUSIP: 64133Q108 Class: COMMON STOCK

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Saba Capital Management, L.P.7,695,235$111,119
MORGAN STANLEY6,265,820$90,478
Karpus Management, Inc.3,075,844$44,415
LAZARD ASSET MANAGEMENT LLC2,179,106$31,466
Bulldog Investors, LLP1,168,126$16,868
WELLS FARGO & COMPANY/MN1,166,183$16,840
SIT INVESTMENT ASSOCIATES INC1,018,961$15
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD965,954$13,948
UBS Group AG928,197$13,403
BANK OF AMERICA CORP /DE/899,633$12,991
ROYAL BANK OF CANADA498,252$7,193
CAPSTONE INVESTMENT ADVISORS, LLC477,748$6,899
Penserra Capital Management LLC466,972$7
Thomas J. Herzfeld Advisors, Inc.412,390$5,955
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC412,066$6,094
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC360,641$5,208
WOLVERINE ASSET MANAGEMENT LLC239,325$3,456
Allspring Global Investments Holdings, LLC205,289$2,964
Advisors Asset Management, Inc.174,352$2,518
Altium Capital Management LP169,873$2,453
CORRADO ADVISORS, LLC168,155$2,428
RAYMOND JAMES FINANCIAL INC149,590$2,160
STIFEL FINANCIAL CORP146,049$2,109
Cornerstone Wealth Management, LLC134,527$1,943
Matisse Capital129,790$1,874
Beverly Hills Private Wealth, LLC116,817$1,687
EVOLVE PRIVATE WEALTH, LLC110,625$1,597
Quantedge Capital Pte Ltd106,962$1,545
Private Advisor Group, LLC101,491$1,466
OSAIC HOLDINGS, INC.91,296$1,318
TWO SIGMA INVESTMENTS, LP90,765$1,311
LPL Financial LLC78,567$1,135
OPPENHEIMER & CO INC67,760$978
Dakota Wealth Management63,975$924
JANE STREET GROUP, LLC61,039$881
Noble Wealth Management PBC60,686$876
NewEdge Advisors, LLC60,421$872
FLAGSHIP HARBOR ADVISORS, LLC58,284$842
Concorde Asset Management, LLC57,780$834
&PARTNERS54,026$780
Claro Advisors Inc.53,004$765
PNC Financial Services Group, Inc.47,045$679
KINGSWOOD WEALTH ADVISORS, LLC46,785$676
Compound Planning, Inc.44,386$641
Closed-End Fund Advisors, Inc.43,397$627
Invesco Ltd.40,677$587
Shaker Financial Services, LLC37,086$536
Bank of New York Mellon Corp37,080$535
HighTower Advisors, LLC31,011$448
AlphaStar Capital Management, LLC30,208$436
Sanctuary Advisors, LLC27,901$403
Pathstone Holdings, LLC25,174$364
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors24,638$356
COMMONWEALTH EQUITY SERVICES, LLC22,604$326
CWM, LLC22,276$0
Toroso Investments, LLC21,785$315
READYSTATE ASSET MANAGEMENT LP21,415$309
Advisory Services Network, LLC19,799$286
MILLENNIUM MANAGEMENT LLC19,145$276
COHEN & STEERS, INC.17,928$0
SUSQUEHANNA INTERNATIONAL GROUP, LLP17,184$248
JPMORGAN CHASE & CO15,000$217
Focus Financial Network, Inc.13,455$194
COOPER/HAIMS ADVISORS, LLC13,307$192
IEQ CAPITAL, LLC12,416$179
TRUIST FINANCIAL CORP12,139$175
ACCREDITED INVESTOR SERVICES, LLC11,694$169
Stratos Wealth Advisors, LLC11,500$166
Creative Planning11,122$161
HARBOUR INVESTMENTS, INC.10,695$154
DECISION INVESTMENTS, INC10,650$154
CHOREO, LLC10,616$156
SRS Capital Advisors, Inc.10,436$151
CAPTRUST FINANCIAL ADVISORS10,295$149
ASSETMARK, INC10,168$147
J.W. COLE ADVISORS, INC.10,133$146
AMERIFLEX GROUP, INC.9,950$144
Activest Wealth Management7,500$108
Steward Partners Investment Advisory, LLC6,743$97
COMERICA BANK4,873$70
Global Retirement Partners, LLC4,273$62
Rockefeller Capital Management L.P.4,266$62
Kestra Advisory Services, LLC3,258$47
Pinnacle Wealth Planning Services, Inc.1,614$23
GABLES CAPITAL MANAGEMENT INC.1,473$21
NBC SECURITIES, INC.1,170$17
CoreCap Advisors, LLC1,150$17
UBS ASSET MANAGEMENT AMERICAS INC1,008$15
Estabrook Capital Management985$14
WPG Advisers, LLC715$10
Holos Integrated Wealth LLC650$9
Jessup Wealth Management, Inc602$9
Motiv8 Investments LLC229$0
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO187$3
HIGHLINE WEALTH PARTNERS LLC150$2
Total (95 institutions)31,563,522$433,903