NEUBERGER BERMAN ETF TRUST

Ticker: NBOS CUSIP: 64135A705 Class: Exchange Traded Fund

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
NEUBERGER BERMAN GROUP LLC6,921,412$188,747
ASSETMARK, INC1,059,078$28,881
CARY STREET PARTNERS FINANCIAL LLC769,101$20,973
MML INVESTORS SERVICES, LLC615,147$16,775
LPL Financial LLC583,856$15,922
AE Wealth Management LLC501,511$13,676
MARQUETTE ASSOCIATES, INC.462,368$12,609
Wealthspire Advisors, LLC215,237$5,870
CWM, LLC166,240$5
Proficio Capital Partners LLC103,090$2,811
UBS Group AG79,507$2,168
OSAIC HOLDINGS, INC.60,679$1,655
Fifth Third Securities, Inc.49,255$1,343
HB Wealth Management, LLC48,619$1,326
CARY STREET PARTNERS INVESTMENT ADVISORY LLC43,975$1,199
RAYMOND JAMES FINANCIAL INC37,269$1,016
JPMORGAN CHASE & CO35,428$966
Janney Montgomery Scott LLC30,200$1
OLD MISSION CAPITAL LLC26,252$716
Edge Financial Advisors LLC23,798$649
Key Capital Management, INC21,286$580
BROWN BROTHERS HARRIMAN & CO21,066$574
ENVESTNET ASSET MANAGEMENT INC20,344$555
BlackRock, Inc.19,782$539
TFB Advisors LLC16,511$450
Equitable Holdings, Inc.15,680$428
LifeWealth Investments, LLC14,410$393
B.O.S.S. Retirement Advisors, LLC13,394$365
TRUIST FINANCIAL CORP13,025$355
Simplicity Wealth,LLC12,775$348
STIFEL FINANCIAL CORP10,979$299
Steward Partners Investment Advisory, LLC10,630$290
Quest 10 Wealth Builders, Inc.9,903$270
Savant Capital, LLC9,481$259
SUSQUEHANNA INTERNATIONAL GROUP, LLP9,320$254
Concurrent Investment Advisors, LLC8,307$227
COMMONWEALTH EQUITY SERVICES, LLC7,663$209
Kingdom Financial Group LLC.5,938$162
PNC Financial Services Group, Inc.3,122$85
Allworth Financial LP2,963$81
Smartleaf Asset Management LLC1,973$54
Raleigh Capital Management Inc.1,606$44
NBC SECURITIES, INC.1,117$30
NewEdge Advisors, LLC1,000$27
SageView Advisory Group, LLC790$22
Farther Finance Advisors, LLC610$17
Newbridge Financial Services Group, Inc.560$15
Triumph Capital Management464$13
Networth Advisors, LLC412$11
Lloyd Advisory Services, LLC.388$11
MAI Capital Management367$10
MORGAN STANLEY213$6
Geneos Wealth Management Inc.178$5
FMR LLC32$1
Sterling Capital Management LLC26$1
Total (55 institutions)12,088,337$324,298