NEUBERGER BERMAN ETF TRUST

Ticker: NBSM CUSIP: 64135A804 Class: SMALL MID CAP ET

OSAIC HOLDINGS, INC.'s Holding History (CIK: 0001677044)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 26,368 Value ($000) $665 Avg Close — Range —
Q3 2025
Shares 44,213 Value ($000) $1,149 Avg Close — Range —