NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 72,200 Value ($000) $1,051 Avg Close $4.24 Range $4.12 - $4.35

Q4 2013

Shares 65,500 Value ($000) $986 Avg Close $4.07 Range $3.89 - $4.33

Q3 2013

Shares 53,200 Value ($000) $768 Avg Close $3.96 Range $3.80 - $4.10

Q2 2013

Shares 44,700 Value ($000) $636 Avg Close $3.91 Range $3.62 - $4.13

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	72,200	$1,051	$4.24	$4.12 - $4.35
Q4 2013	65,500	$986	$4.07	$3.89 - $4.33
Q3 2013	53,200	$768	$3.96	$3.80 - $4.10
Q2 2013	44,700	$636	$3.91	$3.62 - $4.13