NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LSV ASSET MANAGEMENT2,986,718$28
VAN ECK ASSOCIATES CORP2,339,114$22
JPMORGAN CHASE & CO2,038,662$18,776
UBS Group AG1,541,128$14,194
RIVERNORTH CAPITAL MANAGEMENT, LLC1,338,277$12,326
Invesco Ltd.1,190,357$10,963
DIMENSION CAPITAL MANAGEMENT LLC1,149,335$10,585
MORGAN STANLEY1,126,025$10,371
Cerity Partners LLC1,042,196$9,599
Muzinich & Co., Inc.849,437$7,823
Corient Private Wealth LLC808,882$7,450
Legal & General Group Plc742,423$6,827
Sumitomo Mitsui Trust Holdings, Inc.690,497$6,359
BlackRock, Inc.687,141$6,329
Pathstone Holdings, LLC649,512$5,982
ARES MANAGEMENT LLC602,575$5,550
TWO SIGMA INVESTMENTS, LP586,617$5,403
Closed-End Fund Advisors, Inc.586,070$5,398
Hennion & Walsh Asset Management, Inc.562,980$5,185
Truffle Hound Capital, LLC550,000$5,066
HighTower Advisors, LLC518,232$4,773
FRANKLIN RESOURCES INC455,022$4,191
OSAIC HOLDINGS, INC.430,731$3,967
TRANSCEND CAPITAL ADVISORS, LLC420,509$3,873
JANE STREET GROUP, LLC390,590$3,597
WELLS FARGO & COMPANY/MN357,712$3,295
Russell Investments Group, Ltd.350,366$3,227
Universal- Beteiligungs- und Servicegesellschaft mbH344,000$3,168
Focus Partners Wealth317,189$2,921
CONFLUENCE INVESTMENT MANAGEMENT LLC294,765$2,715
GraniteShares Advisors LLC293,799$2,706
AMERIPRISE FINANCIAL INC292,471$2,694
PALISADE CAPITAL MANAGEMENT, LP284,699$2,622
TWO SIGMA ADVISERS, LP275,000$2,533
Tranquility Partners, LLC268,073$2,469
BI Asset Management Fondsmaeglerselskab A/S235,016$2
LPL Financial LLC233,810$2,153
BANK OF AMERICA CORP /DE/222,126$2,046
Trexquant Investment LP206,344$1,900
GOLDMAN SACHS GROUP INC204,933$1,887
XTX Topco Ltd187,632$1,728
MILLENNIUM MANAGEMENT LLC186,965$1,722
Advisors Asset Management, Inc.178,778$1,647
Naviter Wealth, LLC157,881$1,454
Mill Creek Capital Advisors, LLC149,000$1,372
STATE STREET CORP131,594$1,212
GREAT WEST LIFE ASSURANCE CO /CAN/118,695$1
D. E. Shaw & Co., Inc.118,585$1,092
NEUBERGER BERMAN GROUP LLC114,207$1,052
SUSQUEHANNA INTERNATIONAL GROUP, LLP112,811$1,039
HB Wealth Management, LLC101,354$933
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.95,300$878
VARCOV Co.92,610$853
Cambridge Investment Research Advisors, Inc.87,188$1
Virtus Investment Advisers, LLC85,862$791
&PARTNERS85,498$787
Campbell & CO Investment Adviser LLC84,336$777
DENALI ADVISORS LLC78,828$726
Janney Montgomery Scott LLC77,519$1
COMMONWEALTH EQUITY SERVICES, LLC68,043$627
ROYAL BANK OF CANADA64,036$590
Valeo Financial Advisors, LLC59,850$551
CAXTON ASSOCIATES LLP58,368$538
Quadrature Capital Ltd56,578$521
Mutual Advisors, LLC55,142$508
NORTHERN TRUST CORP53,911$497
GEODE CAPITAL MANAGEMENT, LLC53,270$491
Inspire Investing, LLC50,906$469
Spire Wealth Management45,600$420
Almitas Capital LLC45,000$414
SRS Capital Advisors, Inc.44,643$411
Cetera Investment Advisers43,562$401
Nordwand Advisors, LLC41,800$385
Quantbot Technologies LP37,261$343
CHILTON INVESTMENT CO INC.37,020$341
Colter Lewis Investment Partners LLC36,563$337
Farther Finance Advisors, LLC36,520$336
ENVESTNET ASSET MANAGEMENT INC35,805$330
REUTER JAMES WEALTH MANAGEMENT, LLC34,299$316
OPPENHEIMER & CO INC32,503$299
MACKENZIE FINANCIAL CORP32,358$297
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC32,277$297
Sanctuary Advisors, LLC30,426$280
NewEdge Wealth, LLC30,357$280
CITADEL ADVISORS LLC30,331$279
Fayez Sarofim & Co30,272$279
Next Capital Management LLC29,680$273
STIFEL FINANCIAL CORP27,907$257
Generali Investments CEE, investicni spolecnost, a.s.25,251$233
Navis Wealth Advisors, LLC25,000$230
Kestra Advisory Services, LLC24,852$229
RAYMOND JAMES FINANCIAL INC24,765$228
CenterStar Asset Management, LLC24,400$225
Miller Global Investments, LLC23,815$219
FOX RUN MANAGEMENT, L.L.C.22,800$210
Union Bancaire Privee, UBP SA22,392$31,952
Empower Advisory Group, LLC22,206$205
Virtu Financial LLC21,914$0
Lido Advisors, LLC21,841$211
Fund Advisors of America Inc/FL21,537$198
69 other institutions630,368$5,400
Total (169 institutions)32,853,405$279,945