NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

SCHRODER INVESTMENT MANAGEMENT GROUP's Holding History (CIK: 0001086619)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 28,000 Value ($000) $421,120 Avg Close $4.07 Range $3.89 - $4.33
Q3 2013
Shares 303,985 Value ($000) $4,380,424 Avg Close $3.96 Range $3.80 - $4.10