NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

PRINCIPAL FINANCIAL GROUP INC's Holding History (CIK: 0001126328)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016

Shares 40,224 Value ($000) $508 Avg Close $4.23 Range $3.76 - $4.56

Q4 2015

Shares 86,033 Value ($000) $1,120 Avg Close $4.66 Range $4.16 - $4.80

Q3 2015

Shares 86,033 Value ($000) $1,169 Avg Close $4.82 Range $4.47 - $4.96

Q2 2015

Shares 127,868 Value ($000) $1,853 Avg Close $4.80 Range $4.66 - $4.89

Q1 2015

Shares 115,194 Value ($000) $1,682 Avg Close $4.64 Range $4.48 - $4.78

Q4 2014

Shares 99,794 Value ($000) $1,491 Avg Close $4.55 Range $4.28 - $4.72

Q3 2014

Shares 99,794 Value ($000) $1,466 Avg Close $4.49 Range $4.31 - $4.66

Q2 2014

Shares 76,298 Value ($000) $1,134 Avg Close $4.19 Range $4.03 - $4.44

Q1 2014

Shares 89,421 Value ($000) $1,301 Avg Close $4.24 Range $4.12 - $4.35

Q4 2013

Shares 88,073 Value ($000) $1,325 Avg Close $4.07 Range $3.89 - $4.33

Q3 2013

Shares 10,424 Value ($000) $150 Avg Close $3.96 Range $3.80 - $4.10

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2016	40,224	$508	$4.23	$3.76 - $4.56
Q4 2015	86,033	$1,120	$4.66	$4.16 - $4.80
Q3 2015	86,033	$1,169	$4.82	$4.47 - $4.96
Q2 2015	127,868	$1,853	$4.80	$4.66 - $4.89
Q1 2015	115,194	$1,682	$4.64	$4.48 - $4.78
Q4 2014	99,794	$1,491	$4.55	$4.28 - $4.72
Q3 2014	99,794	$1,466	$4.49	$4.31 - $4.66
Q2 2014	76,298	$1,134	$4.19	$4.03 - $4.44
Q1 2014	89,421	$1,301	$4.24	$4.12 - $4.35
Q4 2013	88,073	$1,325	$4.07	$3.89 - $4.33
Q3 2013	10,424	$150	$3.96	$3.80 - $4.10