NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014

Shares 14,806 Value ($000) $220,000 Avg Close $4.19 Range $4.03 - $4.44

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2014	14,806	$220,000	$4.19	$4.03 - $4.44