NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 20,500 Value ($000) $308 Avg Close $4.07 Range $3.89 - $4.33
Q3 2013
Shares 20,500 Value ($000) $295 Avg Close $3.96 Range $3.80 - $4.10