NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

CLOUGH CAPITAL PARTNERS L P's Holding History (CIK: 0001276144)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 138,113 Value ($000) $1,900 Avg Close $5.02 Range $4.72 - $5.25