NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

ALPS ADVISORS INC's Holding History (CIK: 0001376113)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 149,100 Value ($000) $1,425 Avg Close $5.33 Range $4.82 - $5.92

Q2 2020

Shares 178,800 Value ($000) $1,661 Avg Close $4.40 Range $2.59 - $5.67

Q1 2020

Shares 158,800 Value ($000) $1,080 Avg Close $6.40 Range $2.46 - $7.46

Q4 2019

Shares 266,100 Value ($000) $3,656 Avg Close $6.85 Range $6.65 - $7.17

Q3 2019

Shares 289,600 Value ($000) $3,947 Avg Close $6.73 Range $6.39 - $6.94

Q2 2019

Shares 18,500 Value ($000) $258 Avg Close $6.73 Range $6.46 - $6.97

Q4 2014

Shares 35,384 Value ($000) $529 Avg Close $4.55 Range $4.28 - $4.72

Q3 2014

Shares 40,100 Value ($000) $589 Avg Close $4.49 Range $4.31 - $4.66

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	149,100	$1,425	$5.33	$4.82 - $5.92
Q2 2020	178,800	$1,661	$4.40	$2.59 - $5.67
Q1 2020	158,800	$1,080	$6.40	$2.46 - $7.46
Q4 2019	266,100	$3,656	$6.85	$6.65 - $7.17
Q3 2019	289,600	$3,947	$6.73	$6.39 - $6.94
Q2 2019	18,500	$258	$6.73	$6.46 - $6.97
Q4 2014	35,384	$529	$4.55	$4.28 - $4.72
Q3 2014	40,100	$589	$4.49	$4.31 - $4.66