NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 9,050 Value ($000) $124 Avg Close $6.85 Range $6.65 - $7.17

Q3 2019

Shares 9,050 Value ($000) $123 Avg Close $6.73 Range $6.39 - $6.94

Q2 2013

Shares 28,000 Value ($000) $396 Avg Close $3.91 Range $3.62 - $4.13

Q1 2013

Shares 40,000 Value ($000) $585 Avg Close $3.86 Range $3.69 - $4.07

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	9,050	$124	$6.85	$6.65 - $7.17
Q3 2019	9,050	$123	$6.73	$6.39 - $6.94
Q2 2013	28,000	$396	$3.91	$3.62 - $4.13
Q1 2013	40,000	$585	$3.86	$3.69 - $4.07