NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 44,390 Value ($000) $626 Avg Close $5.20 Range $4.89 - $5.47
Q3 2016
Shares 46,324 Value ($000) $637 Avg Close $5.02 Range $4.72 - $5.25
Q2 2016
Shares 42,644 Value ($000) $550 Avg Close $4.45 Range $4.31 - $4.73
Q1 2016
Shares 42,554 Value ($000) $538 Avg Close $4.23 Range $3.76 - $4.56
Q4 2015
Shares 36,858 Value ($000) $479 Avg Close $4.66 Range $4.16 - $4.80
Q3 2015
Shares 57,755 Value ($000) $784 Avg Close $4.82 Range $4.47 - $4.96
Q2 2015
Shares 56,511 Value ($000) $818 Avg Close $4.80 Range $4.66 - $4.89
Q1 2015
Shares 76,844 Value ($000) $1,122 Avg Close $4.64 Range $4.48 - $4.78
Q4 2014
Shares 72,113 Value ($000) $1,077 Avg Close $4.55 Range $4.28 - $4.72
Q3 2014
Shares 50,816 Value ($000) $746 Avg Close $4.49 Range $4.31 - $4.66
Q2 2014
Shares 52,148 Value ($000) $775 Avg Close $4.19 Range $4.03 - $4.44
Q1 2014
Shares 208,082 Value ($000) $3,029 Avg Close $4.24 Range $4.12 - $4.35
Q4 2013
Shares 186,871 Value ($000) $2,811 Avg Close $4.07 Range $3.89 - $4.33
Q3 2013
Shares 125,682 Value ($000) $1,811 Avg Close $3.96 Range $3.80 - $4.10
Q2 2013
Shares 94,752 Value ($000) $1,341 Avg Close $3.91 Range $3.62 - $4.13