NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

GAM Holding AG's Holding History (CIK: 0001438848)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 8,136 Value ($000) $115 Avg Close $5.20 Range $4.89 - $5.47
Q3 2016
Shares 8,300 Value ($000) $114 Avg Close $5.02 Range $4.72 - $5.25