NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 843 Value ($000) $12 Avg Close $4.49 Range $4.31 - $4.66