NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

Allianz Asset Management GmbH's Holding History (CIK: 0001535323)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 14,745 Value ($000) $220 Avg Close $5.64 Range $5.34 - $5.87
Q4 2016
Shares 10,455 Value ($000) $147 Avg Close $5.20 Range $4.89 - $5.47