NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 13,000 Value ($000) $189 Avg Close $5.77 Range $5.62 - $5.89
Q1 2017
Shares 14,000 Value ($000) $209 Avg Close $5.64 Range $5.34 - $5.87
Q4 2016
Shares 11,000 Value ($000) $155 Avg Close $5.20 Range $4.89 - $5.47
Q3 2016
Shares 11,000 Value ($000) $151 Avg Close $5.02 Range $4.72 - $5.25
Q2 2016
Shares 11,000 Value ($000) $142 Avg Close $4.45 Range $4.31 - $4.73
Q1 2016
Shares 17,700 Value ($000) $224 Avg Close $4.23 Range $3.76 - $4.56
Q4 2015
Shares 18,050 Value ($000) $235 Avg Close $4.66 Range $4.16 - $4.80
Q3 2015
Shares 18,000 Value ($000) $247 Avg Close $4.82 Range $4.47 - $4.96
Q2 2015
Shares 18,000 Value ($000) $264 Avg Close $4.80 Range $4.66 - $4.89
Q1 2015
Shares 19,300 Value ($000) $282 Avg Close $4.64 Range $4.48 - $4.78
Q4 2014
Shares 25,700 Value ($000) $384 Avg Close $4.55 Range $4.28 - $4.72
Q3 2014
Shares 25,700 Value ($000) $378 Avg Close $4.49 Range $4.31 - $4.66
Q2 2014
Shares 25,700 Value ($000) $382 Avg Close $4.19 Range $4.03 - $4.44
Q1 2014
Shares 24,600 Value ($000) $358 Avg Close $4.24 Range $4.12 - $4.35
Q4 2013
Shares 12,600 Value ($000) $190 Avg Close $4.07 Range $3.89 - $4.33