NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

Kovack Advisors, Inc.'s Holding History (CIK: 0001728321)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 13,357 Value ($000) $190 Avg Close $5.74 Range $5.57 - $5.91

Q2 2017

Shares 13,357 Value ($000) $194 Avg Close $5.77 Range $5.62 - $5.89

Q1 2017

Shares 10,417 Value ($000) $155 Avg Close $5.64 Range $5.34 - $5.87

Q4 2016

Shares 10,957 Value ($000) $154 Avg Close $5.20 Range $4.89 - $5.47

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	13,357	$190	$5.74	$5.57 - $5.91
Q2 2017	13,357	$194	$5.77	$5.62 - $5.89
Q1 2017	10,417	$155	$5.64	$5.34 - $5.87
Q4 2016	10,957	$154	$5.20	$4.89 - $5.47