NEW MTN FIN CORP

Ticker: NMFC CUSIP: 647551100 Class: COM

Foundations Investment Advisors, LLC's Holding History (CIK: 0001743404)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 54,631 Value ($000) $326 Avg Close $6.40 Range $2.46 - $7.46
Q4 2019
Shares 44,067 Value ($000) $614 Avg Close $6.85 Range $6.65 - $7.17